Timothy T. Paschall

WMS ADVISORS

Gastonia, NC 28054

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CRD#: 2180346

Professional summary

Timothy Taylor Paschall, CFP®, CLU®, who also goes by Tim Paschall, is a registered financial advisor currently at WMS ADVISORS, LLC located in Gastonia, North Carolina.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Timothy has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Paschall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Taylor Paschall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

CLU^®

Chartered Life Underwriter

Experience

Current

January 30, 2022 - Present

WMS ADVISORS, LLC

Office #1: 250 South New Hope Road Suite D-2, Gastonia, NC 28054

RIA

CRD#: 122224

Gastonia, NC

Past

January 2, 2025 - February 2, 2026

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Gastonia, NC

Past

January 21, 2022 - December 31, 2024

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Gastonia, NC

Past

July 10, 2002 - February 14, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

GASTONIA, NC

Past

February 21, 2002 - February 14, 2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

GASTONIA, NC

Past

January 31, 1997 - February 22, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 8, 1993 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

November 23, 1993 - April 15, 1997

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

October 17, 1991 - November 24, 1993

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WMS ADVISORS, LLC

PASCHALL AND ASSOCIATES | WMS ADVISORS, LLC | WILLIAMS, DAVID ROBERT | WILLIAMS ASSOCIATES CPA'S | WILLIAMS ASSOCIATES

CRD#: 122224 / SEC#: 801-109946

RIA

Registered Investment Advisory firm - (2/7/2017 Approved)

Florida

Registered Investment Advisory firm - (3/1/2017 Terminated)

Maryland

Registered Investment Advisory firm - (3/10/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/21/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/16/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WMS ADVISORS, LLC

PASCHALL AND ASSOCIATES | WMS ADVISORS, LLC | WILLIAMS, DAVID ROBERT | WILLIAMS ASSOCIATES CPA'S | WILLIAMS ASSOCIATES

CRD#: 122224 / SEC#: 801-109946

RIA

Registered Investment Advisory firm - (2/7/2017 Approved)

Florida

Registered Investment Advisory firm - (3/1/2017 Terminated)

Maryland

Registered Investment Advisory firm - (3/10/2017 Terminated)

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Contact information

Main Address

6135 Park South Drive Suite 510, Charlotte, NC 28210

Mailing Address

Phone number

(301) 294-7804

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (10/2/2025)

Regulatory assets under management

Total Number of Accounts	372
AUM (Assets Under Management)	$ 221,375,131

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy T. Paschall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Taylor Paschall's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

GROVE POINT INVESTMENTS, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

JOHN HANCOCK DISTRIBUTORS LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

WMS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/21/2002

Series 63

Date: 10/16/1991

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2001

Series 6

Date: 10/16/1991

Current Firm

WMS ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WMS ADVISORS, LLC

TRUST BUT VERIFY

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