Timothy T. Paschall
WMS ADVISORS
Gastonia, NC 28054
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CRD#: 2180346
Professional summary
Timothy Taylor Paschall, CFP®, CLU®, who also goes by Tim Paschall, is a registered financial advisor currently at WMS ADVISORS, LLC located in Gastonia, North Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Timothy has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Paschall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WMS Advisors, LLC. Investment related. At registered location. RIA. IAR. 01/2022. 120 hrs/month. 6 hrs during securities hrs. Financial Advisor. 2) Fixed Insurance. Not investment related. At registered location. Fixed/traditional insurance. Agent. 01/1992. 15 hrs/month. 15 hrs during securities hrs. Sales of fixed/traditional insurance products. 3) The Deer Farm. Not investment related. 3709 Princeton Drive, Gastonia, NC 28056. Agriculture/farming. Member/Manager. 3/2008. 5 hrs/month. 0 hrs during securities hrs. Maintain property owned by LLC. Non-controlling stock holder. Co-control of Wells Fargo check account with Pres-VP. Bookkeeping, tax reporting. Periodic physical work with co-stockholders of forestry-timber endeavors. 4) Oak Hill Enterprises, LLC. Not investment related. 3709 Princeton Dr, Gastonia NC 28056. Real estate. Member/Manager. 1/1982. 15 hrs/month. 1-2 hrs during securities hrs. Family business that owns residential, commercial, office properties, raw land. We rent/lease and manage only our properties. 5) Alexander Mountain Corporation. Not investment related. 3709 Princeton Drive, Gastonia, NC 28056. Agriculture/farming. Treasurer/Secretary. 06/1997. 2-3 hrs/month. 0 hrs during securities hrs. Private, closely held S Corp. Non-controlling stock holder. Co-control of Wells Fargo check accnt with Pres-VP. Bookkeeping, tax reporting. Periodic physical work with co-stockholders of forestry/timber endeavors. 6) Timothy T Paschall & Philip V Longo. Not investment related. 3709 Princeton Drive, Gastonia NC 28056. Property management. Co-owner. 5/2024. 0 hrs/month. 0 hrs during securities hrs. Tenants in common ownership. Lot may be sold in future, until then only pay property taxes and occasionally mow. Maintain a joint personal bank account at Wells Fargo with minimal balance. Both owners have equal access & control.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Taylor Paschall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
January 30, 2022 - Present
WMS ADVISORS, LLC
Office #1: 250 South New Hope Road Suite D-2, Gastonia, NC 28054RIA
CRD#: 122224
Gastonia, NC
Current
January 2, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 250 South New Hope Road Suite D2, Gastonia, NC 28054BD
CRD#: 35747
ALBANY, NY
Past
January 21, 2022 - December 31, 2024
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Gastonia, NC
Past
July 10, 2002 - February 14, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
GASTONIA, NC
Past
February 21, 2002 - February 14, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
GASTONIA, NC
Past
January 31, 1997 - February 22, 2002
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
December 8, 1993 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
November 23, 1993 - April 15, 1997
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
October 17, 1991 - November 24, 1993
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WMS ADVISORS, LLC
PASCHALL AND ASSOCIATES | WMS ADVISORS, LLC | WILLIAMS, DAVID ROBERT | WILLIAMS ASSOCIATES CPA'S | WILLIAMS ASSOCIATES
CRD#: 122224 / SEC#: 801-109946
RIA
Registered Investment Advisory firm - (2/7/2017 Approved)Florida
Registered Investment Advisory firm - (3/1/2017 Terminated)Maryland
Registered Investment Advisory firm - (3/10/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(1/30/2022)
RR
North Carolina(1/3/2025)
RR
South Carolina(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WMS ADVISORS, LLC
PASCHALL AND ASSOCIATES | WMS ADVISORS, LLC | WILLIAMS, DAVID ROBERT | WILLIAMS ASSOCIATES CPA'S | WILLIAMS ASSOCIATES
CRD#: 122224 / SEC#: 801-109946
RIA
Registered Investment Advisory firm - (2/7/2017 Approved)Florida
Registered Investment Advisory firm - (3/1/2017 Terminated)Maryland
Registered Investment Advisory firm - (3/10/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6135 Park South Drive Suite 510, Charlotte, NC 28210
Mailing Address
Phone number
(301) 294-7804
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 372 |
| AUM (Assets Under Management) | $ 221,375,131 |
Red Flags
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Company Information
WMS ADVISORS, LLC
CRD#: 122224Gastonia, NC 28054TRUST BUT VERIFY
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