Yong An Huang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yong An Huang, who also goes by David Huang, Yong An Huang, was a registered financial professional .
Yong An is a previously registered financial professional and started their career in finance in 1991. Yong An had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2017 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
June 12, 2007 - March 9, 2018
SCOTTRADE, INC.
January 18, 2005 - June 8, 2007
UNIVEST SECURITIES, LLC
November 15, 1991 - January 10, 2005
MOMENTIX CAPITAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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