LW
Laura E. Williams
TRANSAMERICA FINANCIAL ADVISORS
Jacksonville, FL 32256
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CRD#: 2180159
LW
Professional summary
Laura Elaine Williams, who also goes by Laura Elaine Dolan, Laura Elaine Williams, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Jacksonville, Florida.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Laura has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Elaine Dolan | Laura Elaine Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Bolt Insurance / 0721-Present / Investment Related: No / 10 Waterside Drive, Suite 202, Farmington, CT 06032 / Referral Partner / Referral Partner / Hrs. Work Monthly: 0.5 / Sec Trading Hrs.: 0 / No Daily responsibility. Refer business periodically. College Loan Freedom / 0521-Present / Investment Related: No /129 W. Lake Mead Parkway, #19 Henderson, NV 89015 / Referral Agent / student loan Forgiveness /Hrs Work Monthly: 2 / Sec Trading Hrs: 1 / Refer clients who have student loan debt. Net Law Group Inc. / 0321-Present / Investment Related: No / 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/ Agent / Estate Planning Tools / Hrs Work Monthly: 4 / Sec Trading Hrs: 1 / Providing tool to clients to build estate plans. BALI COMPUTING DBA FEDERAL STUDENT LOAN REPAYMENT ADVISORS POSITION: REFERRAL PARTNER NATURE: REFERRAL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2023 ADDRESS: 550 BROWNLEE DR, HENDERSON NV 89015, United States DESCRIPTION: THERE ARE NO DAILY ACTIVITIES. I WOULD BE REFERRING PEOPLE TO THEM FOR HELP WITH REPAYMENT OPTIONS ON STUDENT LOANS LSPN PRO LLC POSITION: REFERRAL PARTNER NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/18/2023 ADDRESS: 100 N STATE STREET, STE B, LINDON UT 84042, United States DESCRIPTION: NO DAILY ACTIVITIES. I WOULD BE REFERRING CLIENTS PERIODICALLY AS THE NEED ARISES.CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATEPLANNING ISSUES, SCHEDULE APPOINTMENTS
CRS (Client Relationship Summary) - RIA
Click below to view Laura Elaine Williams's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Laura Elaine Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2021 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8081 Philips Highway Suite 22, Jacksonville, FL 32256RIA
BD
CRD#: 16164
Jacksonville, FL
Current
February 10, 2021 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 8081 Philips Highway Suite 22, Jacksonville, FL 32256RIA
BD
CRD#: 16164
Jacksonville, FL
Past
November 15, 2004 - December 24, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
JACKSONVILLE, FL
Past
May 27, 2004 - December 24, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
JACKSONVILLE, FL
Past
January 30, 2004 - April 2, 2004
AMERIFIRST CAPITAL CORP.
BD
CRD#: 124431
ST. MARYS, GA
Past
October 8, 1991 - June 8, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/4/2025)
RR
Florida(2/10/2021)
IAR
Florida(2/11/2021)
RR
Georgia(3/12/2025)
RR
Maryland(6/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/2/1992
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Jacksonville, FL 32256TRUST BUT VERIFY
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