Louis Tranquilli

TRANQUILLI FINANCIAL ADVISOR

CLINTON, NJ 08809

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CRD#: 2179748

Professional summary

Louis Tranquilli is a registered financial advisor currently at TRANQUILLI FINANCIAL ADVISOR, LLC located in Clinton, New Jersey.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Louis has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LEIGH PROPERTIES LLC. PROPERTY OWNERSHIP. MEMBER OF LLC. FINANCIAL INTEREST $200,000. OWN 50% OF STOCK. NO COMPENSATION YET, BUT WILL BE FROM THE RENT RECEIVED. ESTABLISHED 06/2006.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Tranquilli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2018 - Present

TRANQUILLI FINANCIAL ADVISOR, LLC

Office #1: 35 Leigh Street, Clinton, NJ 08809

RIA

CRD#: 298056

CLINTON, NJ

Past

July 6, 2007 - October 5, 2018

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

CLINTON, NJ

Past

July 5, 2007 - October 5, 2018

THE INVESTMENT CENTER, INC.

CRD#: 17839

CLINTON, NJ

Past

January 4, 2007 - July 5, 2007

ELTEKON ADVISORS, LLC.

RIA

CRD#: 115371

WEST LAKE HILLS, TX

Past

November 8, 2004 - December 31, 2005

ELTEKON ADVISORS, LLC.

RIA

CRD#: 115371

CLINTON, NJ

Past

November 4, 2004 - July 5, 2007

ELTEKON SECURITIES, LLC

CRD#: 111645

WEST LAKE HILLS, TX

Past

July 2, 2001 - November 1, 2004

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

CLINTON, NJ

Past

February 3, 1993 - November 1, 2004

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

November 19, 1991 - February 12, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

November 19, 1991 - February 12, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANQUILLI FINANCIAL ADVISOR, LLC

MYTFA, LLC | TRANQUILLI FINANCIAL ADVISOR, LLC

CRD#: 298056 / SEC#: 801-113998

RIA

Registered Investment Advisory firm - (10/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/2/2018)

IAR

Texas
(10/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/21/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/23/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/18/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRANQUILLI FINANCIAL ADVISOR, LLC

MYTFA, LLC | TRANQUILLI FINANCIAL ADVISOR, LLC

CRD#: 298056 / SEC#: 801-113998

RIA

Registered Investment Advisory firm - (10/1/2018 Approved)

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Contact information

Main Address

35 Leigh Street, Clinton, NJ 08809

Mailing Address

Po Box 4993, Clinton, NJ 08809

Phone number

(908) 730-6234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFA ADV PART 2A AMENDMENT V.08.19.25 (8/19/2025)

Regulatory assets under management

Total Number of Accounts	517
AUM (Assets Under Management)	$ 177,924,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Louis Tranquilli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Tranquilli's CRS (Customer Relationship Summary).

Certified licenses

Experience

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

ELTEKON ADVISORS, LLC.

ELTEKON ADVISORS, LLC.

ELTEKON SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

TRANQUILLI FINANCIAL ADVISOR, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/1998

Series 65

Date: 12/23/1996

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2002

Series 6

Date: 11/18/1991

Current Firm

TRANQUILLI FINANCIAL ADVISOR, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRANQUILLI FINANCIAL ADVISOR, LLC

TRUST BUT VERIFY

Contact information

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