Matthew H. Johnson
Professional summary
Matthew Horton Johnson is a registered financial professional currently at DRAKE STAR SECURITIES LLC located in Los Angeles, California.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1991. Matthew has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Horton Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2011 - Present
DRAKE STAR SECURITIES LLC
Office #1: 1100 Glendon Avenue Suite 905, Los Angeles, CA 90024February 27, 2006 - September 25, 2013
LYNX CAPITAL, LLC
October 14, 1997 - September 1, 1999
CREDIT SUISSE SECURITIES (USA) LLC
July 20, 1992 - March 20, 1995
PRUDENTIAL EQUITY GROUP, LLC
September 30, 1991 - January 20, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2012)
(12/13/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DRAKE STAR SECURITIES LLC
CRD#: 131338 / SEC#: , 8-66448
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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