Samuel A. Levy
Professional summary
Samuel A Levy, who also goes by Samuel Levy, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Lake Bluff, Illinois.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1991. Samuel has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel A Levy's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 1999 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 101 Waukegan Road Suite 650, Lake Bluff, IL 60044April 1, 2005 - December 31, 2006
ON INVESTMENT MANAGEMENT CO
June 7, 1993 - August 25, 1999
WS GRIFFITH SECURITIES, INC.
October 8, 1991 - June 7, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2018)
(9/27/1999)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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