David Donald Schuebel | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Donald Schuebel was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1991. David had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 10/20/18. 2) HEARTLAND WEALTH MANAGEMENT, 728 ARTHUR AVE,RACINE, WI, 11/28/2000. RENTAL PROPERTY OWNER. NIR-5/WK-0/TRADING. 3) TROTTIER INSURANCE GROUP POWERED BY M3, 5920 GREEN BAY RD, KENOSHA, WI, 09/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 160 HR/MO - 160 HR/MO Trading.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 20, 2018 - January 6, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Racine, WI

Past

October 20, 2018 - January 6, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

RACINE, WI

Past

March 24, 2011 - October 20, 2018

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

RACINE, WI

Past

March 24, 2011 - October 20, 2018

BROKER DEALER FINANCIAL SERVICES CORP.

BD

CRD#: 8073

RACINE, WI

Past

July 17, 2009 - February 9, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MILWAUKEE, WI

Past

July 17, 2009 - February 9, 2011

CHASE INVESTMENT SERVICES CORP.

BD

CRD#: 25574

MILWAUKEE, WI

Past

May 29, 2007 - July 27, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

VERNON HILLS, IL

Past

May 29, 2007 - July 27, 2009

CITIGROUP GLOBAL MARKETS INC.

BD

CRD#: 7059

VERNON HILLS, IL

Past

November 13, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

CHICAGO, IL

Past

November 11, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD

CRD#: 23988

CHICAGO, IL

Past

January 21, 1999 - November 9, 2006

B. C. ZIEGLER AND COMPANY

BD

CRD#: 61

MILWAUKEE, WI

Past

October 9, 1993 - March 26, 1997

STRONG INVESTMENTS, INC.

BD

CRD#: 15658

MENOMONEE FALLS, WI

Past

September 30, 1991 - December 21, 1991

BARING & BROWN, INC.

BD

CRD#: 24929

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 11/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 9/28/1991

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 6/28/2001

General Securities Principal Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David D. Schuebel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

B. C. ZIEGLER AND COMPANY

STRONG INVESTMENTS, INC.

BARING & BROWN, INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/2003

Series 63

Date: 11/5/1991

SIE

Date: 10/1/2018

Series 7

Date: 9/28/1991

Series 24

Date: 6/28/2001

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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