JB
John M. Borth
TRUIST ADVISORY SERVICES
BALTIMORE, MD 21202
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CRD#: 2179293
JB
Professional summary
John Matthew Borth is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Baltimore, Maryland and TRUIST INVESTMENT SERVICES, INC. located in Berlin, Maryland.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: Landlord NATURE: Landlord for rental property I own. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2000 ADDRESS: , Catonsville MD DESCRIPTION: Collect Rental Checks from Renters.Maintain property
CRS (Client Relationship Summary) - RIA
Click below to view John Matthew Borth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 120 E Baltimore St Fl 24, Baltimore, MD 21202RIA
CRD#: 283390
BALTIMORE, MD
Current
December 4, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #2: 120 E Baltimore St Fl 23, Baltimore, MD 21202BD
CRD#: 17499
BERLIN, MD
Past
December 4, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
CATONSVILLE, MD
Past
March 9, 2007 - December 15, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HUNT VALLEY, MD
Past
March 9, 2007 - December 15, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
HUNT VALLEY, MD
Past
October 25, 1999 - March 12, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
HUNT VALLEY, MD
Past
October 12, 1999 - March 12, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
HUNT VALLEY, MD
Past
September 1, 1997 - October 14, 1999
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Past
October 21, 1991 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/2/2020)
RR
Arizona(1/5/2016)
RR
Arkansas(2/25/2022)
RR
California(1/23/2019)
RR
Colorado(12/4/2015)
RR
Connecticut(4/14/2021)
RR
Delaware(12/4/2015)
RR
District of Columbia(12/4/2015)
RR
Florida(12/4/2015)
RR
Georgia(12/4/2015)
RR
Idaho(3/21/2023)
RR
Illinois(7/26/2016)
RR
Indiana(12/4/2015)
RR
Kansas(3/21/2023)
RR
Kentucky(3/21/2023)
RR
Louisiana(12/4/2015)
IAR
Louisiana(4/9/2018)
RR
Maine(3/21/2023)
RR
Maryland(12/4/2015)
IAR
Maryland(9/12/2016)
RR
Massachusetts(12/4/2015)
RR
Michigan(9/2/2020)
RR
Minnesota(3/21/2023)
RR
Missouri(12/4/2015)
RR
Montana(9/2/2020)
RR
Nevada(8/24/2020)
RR
New Hampshire(12/4/2015)
RR
New Jersey(12/4/2015)
RR
New York(12/4/2015)
RR
North Carolina(12/4/2015)
RR
Ohio(12/4/2015)
RR
Oregon(1/5/2016)
RR
Pennsylvania(12/4/2015)
RR
Rhode Island(12/4/2015)
IAR
Rhode Island(4/15/2019)
RR
South Carolina(12/4/2015)
RR
South Dakota(4/11/2025)
RR
Tennessee(4/9/2019)
RR
Texas(12/4/2015)
IAR
Texas(3/13/2017)
RR
Utah(9/2/2020)
RR
Virginia(12/4/2015)
RR
Washington(12/4/2015)
RR
West Virginia(7/10/2020)
RR
Wisconsin(9/2/2020)
RR
Wyoming(9/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
