David B. Hilder
Professional summary
David Bruce Hilder is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York and THE BENCHMARK COMPANY, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 13 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Bruce Hilder's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2020 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022March 10, 2022 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155April 17, 2023 - Present
MIZUHO SECURITIES USA LLC
Office #1: 1271 Avenue Of The Americas, New York, NY 10020May 31, 2023 - Present
THINKEQUITY LLC
Office #1: 17 State Street 41st Floor, New York, NY, 10004May 18, 2023 - December 6, 2023
D. BORAL CAPITAL
June 28, 2022 - February 6, 2023
MKM PARTNERS LLC
November 10, 2021 - May 11, 2023
THINKEQUITY LLC
October 18, 2021 - May 17, 2023
D. BORAL CAPITAL
July 14, 2021 - November 4, 2021
ARCADIA SECURITIES, LLC
March 31, 2021 - October 8, 2021
GLOBALIST CAPITAL, LLC
January 16, 2018 - February 8, 2019
DREXEL HAMILTON, LLC
July 4, 2012 - July 18, 2017
DREXEL HAMILTON, LLC
April 13, 2010 - January 25, 2012
SUSQUEHANNA FINANCIAL GROUP, LLLP
July 11, 2001 - June 13, 2008
J.P. MORGAN SECURITIES LLC
March 14, 1994 - June 20, 2001
MORGAN STANLEY & CO. LLC
November 12, 1991 - March 24, 1994
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2022)
Exams
Series 82TO
Date: 4/17/2023
Limited Representative-Private Securities OfferingsFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
THINKEQUITY LLC
CRD#: 20996 / SEC#: , 8-38622
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAIGOBIND, RAMNARAIN JOSEPH JR | CHIEF EXECUTIVE OFFICER, GENERAL PRINCIPAL | 2273469 |
| FORDHAM HOLDING GROUP, INC. | SHAREHOLDER | |
| BAQUET, EDWARD MANUEL | OPTIONS PRINCIPAL | 4986983 |
| BAQUET, WILLIAM | GENERAL PRINCIPAL, PRESIDENT, DIRECTOR, SECRETARY, TREASURER, HEAD OF TRADING, NYSE GP, NYSE GS CHIEF OPERATING OFFICER | 1332676 |
| BOYLE, BRUCE | COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1796066 |
| CHOUDHARY, CHIRAG | HEAD OF EQUITY CAPITAL MARKETS AND INSTITUTIONAL SALES | 4534379 |
| GIORDANO, CHARLES FRANCIS | MANAGING DIRECTOR, GENERAL PRINCIPAL | 2124257 |
| HENDERSON, PHYLLIS ANNE | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, NYSE GP, NYSE GS | 1343053 |
| HILDER, DAVID BRUCE | SUPERVISORY ANALYST, RESEARCH PRINCIPAL | 2178978 |
| KRIM, ALAN MITCHELL | CFO, FINOP, NYSE FI | 2785337 |
| KUMAR, ASHOK | MANAGING DIRECTOR, RESEARCH | 2374960 |
| LORD, ERIC | HEAD OF INVESTMENT BANKING | 5232206 |
| MANCUSO, PETER VINCENT | MANAGING DIRECTOR, EQUITY TRADING, NYSE COMPLIANCE OFFICER, FLOOR SUPERVISOR | 2357435 |
| MANGAN, KEVIN ROBERT | MANAGING DIRECTOR, HEAD OF EQUITY SYNDICATE | 5365766 |
| MOHAMMED, SABRINA JASMINE | FINOP | 7151560 |
| QUARTUCCIO, PHILIP PAUL | MANAGING DIRECTOR, HEAD OF GLOBAL TRADING | 2397864 |
| ROTHBAUM, SCOTT | SUPERVISOR - SALES | 5237026 |
| SINGER, JEFFREY DAVID | HEAD OF DEBT CAPITAL MARKETS | 4829339 |
| SKOP, CRAIG MICHAEL | S-24 SUPERVISOR - CORPORATE ACCESS | 2301924 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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