Thomas G. Sundstrom

LINCOLN FINANCIAL DISTRIBUTORS

Radnor, PA 19087

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CRD#: 2178504

Professional summary

Thomas George Sundstrom is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Radnor, Pennsylvania.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Certified licenses

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None

Experience

Current

November 6, 2001 - Present

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Office #1: 130 N Radnor-chester Rd, Radnor, PA 19087

CRD#: 145

Radnor, PA

Past

March 18, 2003 - February 24, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

PHILADELPHIA, PA

Past

June 6, 1996 - October 9, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

October 15, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

October 15, 1991 - April 26, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(11/6/2001)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/7/1998

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CG EQUITY SALES COMPANY | SAGEMARK CONSULTING, INC. | LINCOLN FINANCIAL DISTRIBUTORS, INC. | CIGNA SECURITIES, INC. | CIGNA FINANCIAL ADVISORS,INC.

CRD#: 145 / SEC#: , 8-13431

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

130 N Radnor-chester Rd, Radnor, PA 19087

Mailing Address

130 N Radnor-chester Rd, Radnor, PA 19087

Phone number

(484) 583-6000

Established

Connecticut since 08/03/1967

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY	SHAREHOLDER
CHRYSSIKOS, PAUL TELEMAC	SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER	7263748
FALLER, DANIEL T	SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE	6006570
GIBSON, JASON MICHAEL	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION	3081880
KENNEDY, JOHN CHRISTOPHER	PRESIDENT AND CHIEF EXECUTIVE OFFICER	2213083
NEPA, JARED M.	SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION	5157819
OMORUYI, MEGAN VOGT	AVP, FINANCIAL AND OPERATIONS PRINCIPAL	7803022
SEIFERT, TIMOTHY JOHN	SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION	1577571
SMITH, NANCY	SECRETARY	6140078

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Thomas G. Sundstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas George Sundstrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN FINANCIAL DISTRIBUTORS, INC.

PRUCO SECURITIES, LLC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/1997

Series 63

Date: 11/29/1996

SIE

Date: 10/1/2018

Series 7

Date: 9/3/1997

Series 6

Date: 9/19/1991

Series 26

Date: 7/7/1998

FINRA

Current Firm

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LINCOLN FINANCIAL DISTRIBUTORS, INC.

TRUST BUT VERIFY

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