Douglas J. Lagerstrom

PRIVATE WEALTH SOLUTIONS

Woodland Hills, CA 91367

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CRD#: 2177433

Professional summary

Douglas James Lagerstrom, who also goes by Doug Lagerstrom, Douglas J Lagerstrom, Douglas Lagerstrom, is a registered financial advisor currently at PRIVATE WEALTH SOLUTIONS, LLC located in Woodland Hills, California and KOVACK SECURITIES INC. located in Calabasas, California.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Douglas has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Lagerstrom | Douglas J Lagerstrom | Douglas Lagerstrom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PRIVATE WEALTH SOLUTIONS - DBA FOR SECURITIES BUSINESS, 26050 MUREAU ROAD, SUITE 103, CALABASAS, CA 91302; SR. VICE PRESIDENT, 93% OF TIME SPENT, COMPENSATED BY COMMISSIONS. 2) INSURANCE BUSINESS - 26050 MUREAU ROAD, SUITE 103, CALABASAS, CA 91302; FIXED INSURANCE BUSINESS; PRESIDENT; INVESTMENT RELATED; SALES AND SERVICE; 1% OF TIME SPENT 3) PRIVATE WEALTH SOLUTIONS - TRUSTEE DUTIES, BOOKKEEPING, ESTATE SETTLEMENT, PRESIDENT, 5% OF TIME SPENT, COMPENSATED ON FEES. 11/28/11. 4) TRUSTEE SERVICES - 26050 MUREAU ROAD, SUITE 103, CALABASAS, CA 91302; TRUSTEE; CARRY OUT INSTRUCTIONS OF THE TRUST INCLUDING DISTRIBUTION AND INVESTMENT OF TRUST ASSETS; 1% OF TIME SPENT 5) RENTAL HOME - 26050 MUREAU ROAD, SUITE 103, CALABASAS, CA 91302; INVESTMENT RELATED; COLLECTION OF RENT; OWNER; 2% OF TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas James Lagerstrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2017 - Present

PRIVATE WEALTH SOLUTIONS, LLC

Office #1: 5850 Canoga Avenue, Suite 315, Woodland Hills, CA 91367

RIA

CRD#: 289437

Woodland Hills, CA

Current

September 26, 2008 - Present

KOVACK SECURITIES INC.

Office #1: 26050 Mureau Road Suite 103, Calabasas, CA 91302

CRD#: 44848

Calabasas, CA

Past

September 26, 2008 - October 10, 2017

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

WOODLAND HILLS, CA

Past

June 26, 2007 - September 26, 2008

MORGAN PEABODY, INC.

CRD#: 38306

WOODLAND HILLS, CA

Past

August 19, 1998 - June 22, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

WOODLAND HILLS, CA

Past

February 2, 1995 - June 22, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

WOODLAND HILLS, CA

Past

January 13, 1992 - February 22, 1995

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

January 6, 1992 - January 24, 1992

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE WEALTH SOLUTIONS, LLC

CRD#: 289437 / SEC#: 801-111072

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/3/2009)

California
(9/26/2008)

IAR

California
(9/5/2017)

Colorado
(8/12/2009)

Florida
(6/28/2013)

Hawaii
(9/26/2008)

Idaho
(7/12/2013)

Kansas
(10/9/2008)

Nevada
(12/17/2008)

North Carolina
(5/10/2022)

Oregon
(9/26/2008)

Rhode Island
(7/2/2018)

Tennessee
(9/26/2008)

IAR

Texas
(2/12/2020)

Washington
(9/26/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/1995

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

PRIVATE WEALTH SOLUTIONS, LLC

CRD#: 289437 / SEC#: 801-111072

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

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Contact information

Main Address

26050 Mureau Road Suite 103, Calabasas, CA 91302

Mailing Address

Phone number

(818) 264-0600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	1,077
AUM (Assets Under Management)	$ 403,302,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas J. Lagerstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas James Lagerstrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK SECURITIES INC.

KOVACK ADVISORS, INC.

MORGAN PEABODY, INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

PRIVATE WEALTH SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/1996

Series 63

Date: 11/8/1991

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/1/1991

Series 24

Date: 5/11/1995

FINRA

Nasdaq Stock Market

Current Firm

PRIVATE WEALTH SOLUTIONS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE WEALTH SOLUTIONS, LLC

TRUST BUT VERIFY

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