Edward T. Gardner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Terrence Gardner was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1967. Edward had worked at 8 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2012 - May 15, 2015
GILFORD SECURITIES INCORPORATED
July 3, 2001 - September 2, 2010
GILFORD SECURITIES INCORPORATED
June 14, 1999 - July 27, 1999
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 14, 1999
DB ALEX. BROWN LLC
June 16, 1983 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
January 17, 1982 - June 27, 1983
FIRST RESERVE SECURITIES CORPORATION
July 27, 1978 - March 20, 1981
PERSHING LLC
November 29, 1971 - July 28, 1978
WHITE, WELD & CO. INCORPORATED
July 24, 1967 - November 18, 1971
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/21/1967
Registered Representative ExaminationCurrent Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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