Elijah Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elijah Johnson III, who also goes by Elijah Johnson, Sean Johnson, was a registered financial professional .
Elijah is a previously registered financial professional and started their career in finance in 1994. Elijah had worked at 1 firm and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 1994 - November 15, 1994
COLUMBIA FINANCIAL CENTER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBIA FINANCIAL CENTER INCORPORATED
CRD#: 23562 / SEC#: , 8-40537
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLUMBIA MANAGEMENT GROUP, INC. | SHAREHOLDER | |
| BANKS, KEITH | DIRECTOR | |
| BERRETTA, FREDERICK RAY JR | PRESIDENT, DIRECTOR | 2266140 |
| BRADLEY, JEAN MARIE | CHIEF COMPLIANCE OFFICER | 835988 |
| IUDICE, PHILIP JOHN JR | FINANCIAL AND OPERATIONS PRINCIPAL | 2036589 |
| WENTZIEN, MARK ARTHUR | VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY, DIRECTOR | 2888873 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
