Joseph Y. Calhoun

ALHAMBRA INVESTMENT MANAGEMENT LLC

Aiken, SC

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CRD#: 2176684

Professional summary

Joseph Youngblood Calhoun III is a registered financial advisor currently at ALHAMBRA INVESTMENT MANAGEMENT LLC located in Aiken, South Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Joseph has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Calhoun & Co. is an S Corp. formed solely to provide services to Alhambra Investment Management and Alhambra Investment Partners. Mr. Calhoun is the sole owner of Calhoun & Co.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Youngblood Calhoun III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2006 - Present

ALHAMBRA INVESTMENT MANAGEMENT LLC

RIA

CRD#: 138537

Aiken, SC

Past

June 30, 2006 - June 27, 2012

ALHAMBRA INVESTMENT MANAGEMENT LLC

RIA

CRD#: 138537

PALMETTO BAY, FL

Past

January 31, 2006 - July 18, 2006

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

FORT LAUDERDALE, FL

Past

January 3, 2003 - July 18, 2006

OPPENHEIMER & CO. INC.

CRD#: 249

FORT LAUDERDALE, FL

Past

January 30, 1997 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

May 31, 1994 - January 23, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 25, 1991 - June 7, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALHAMBRA INVESTMENT MANAGEMENT LLC

ALHAMBRA INVESTMENT MANAGEMENT LLC | ALHAMBRA INVESTMENT PARTNERS LLC

CRD#: 138537 / SEC#: 801-66624

RIA

Registered Investment Advisory firm - (5/4/2006 Approved)

Texas

Registered Investment Advisory firm - (5/1/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/30/2006)

IAR

South Carolina
(4/21/2021)

IAR

Texas
(6/25/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/24/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/15/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/15/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

ALHAMBRA INVESTMENT MANAGEMENT LLC

ALHAMBRA INVESTMENT MANAGEMENT LLC | ALHAMBRA INVESTMENT PARTNERS LLC

CRD#: 138537 / SEC#: 801-66624

RIA

Registered Investment Advisory firm - (5/4/2006 Approved)

Texas

Registered Investment Advisory firm - (5/1/2006 Terminated)

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Contact information

Main Address

8925 Sw 148 Street Suite 214, Palmetto Bay, FL 33176

Mailing Address

Po Box 1198, Aiken, SC 29802

Phone number

(305) 233-3772

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AIM GENERAL BROCHURE - 2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	486
AUM (Assets Under Management)	$ 278,558,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph Y. Calhoun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Youngblood Calhoun III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALHAMBRA INVESTMENT MANAGEMENT LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ALHAMBRA INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2006

Series 63

Date: 9/25/1991

Series 7

Date: 9/24/1991

Series 10

Date: 5/15/2000

Series 9

Date: 5/15/2000

Current Firm

ALHAMBRA INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALHAMBRA INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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