SM
Sean M. Mccann
EAGLE STRATEGIES LLC
LITTLETON, CO 80123
Some features on this profile are disabled
CRD#: 2176521
SM
Professional summary
Sean Michael Mccann, CFP®, who also goes by Sean M Mccann, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Littleton, Colorado and NYLIFE SECURITIES LLC located in Littleton, Colorado.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Sean has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean M Mccann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 7/2002] HOUSE OF SPEED HOLDINGS, LLC. 301 SNOW STREET, SUGAR GROVE, IL 60554. HOLDING COMPANY THAT SELLS SPORTS TRAINING FRANCHISES. 15% OWNER. TIME DEVOTED: 20 HOURS PER MONTH. ROLE IS LIMITED TO BUSINESS AND MARKETING OPERATIONS. DBA INTEGRATED FINANCIAL STRATEGIES, LLC USED FOR ALL BUSINESS AND SERVICES OFFERED BY NYL AND IT'S SUBSIDIARIES. WILL BE USED TO SELL REGISTERED PRODUCTS START DATE: SEPTEMBER 2007 [NYLARC HOLDING COMPANY INC; Reinsuring the life insurance that I write with New York Life; 51 MADISON AVE, NEW YORK, NY 10010; Start Date 07/2018; Role/Title: SHAREHOLDER; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Axe Management, LLC; It is a holding company for one investment property. We will be leasing rooms in the house for rental income.; 8892 Delacorte Street, Highlands Ranch, CO 80129; Start Date 08/2022; Role/Title: Partner; Investment Related; 10 hours per month; 0 hours per month during securities trading hours; collect rent]
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Mccann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
October 23, 2001 - Present
EAGLE STRATEGIES LLC
Office #1: 30 Fairway Lane, Littleton, CO 80123Office #2: 3200 Cherry Creek South Drive Suite 700, Denver, CO 80209RIA
CRD#: 110826
LITTLETON, CO
Current
September 25, 1991 - Present
NYLIFE SECURITIES LLC
Office #2: 2000 S Colorado Blvd Tower 2, Suite 1100, Denver, CO 80222BD
CRD#: 5167
LITTLETON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/9/2024)
RR
Arizona(1/20/2000)
RR
California(6/13/2018)
RR
Colorado(9/25/1991)
IAR
Colorado(10/23/2001)
RR
Georgia(3/29/2023)
RR
Kansas(2/4/1999)
RR
Massachusetts(3/12/2025)
RR
Michigan(9/23/2021)
RR
Nebraska(10/19/2016)
RR
New Mexico(8/29/2013)
RR
New York(5/1/2003)
RR
Texas(7/21/2017)
IAR
Texas(7/26/2017)
RR
Utah(7/25/2018)
RR
Washington(2/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
