Theresa L. Sabol Burlingham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theresa Louise Sabol Burlingham, who also goes by Theresa Louise Meister, Theresa Louse Sobol Meister, Theresa L Sabol, Theresa Louise Sabol, Theresa Sabol, was a registered financial professional .
Theresa is a previously registered financial professional and started their career in finance in 1991. Theresa had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2011 - September 24, 2013
FINANCIAL TELESIS INC
October 26, 2004 - February 24, 2006
NEWPORT GROUP SECURITIES, INC.
March 26, 2004 - October 6, 2004
DELAWARE DISTRIBUTORS, L.P.
March 29, 2000 - July 19, 2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 9, 1991 - February 15, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
