Jonathan O. Reyes

CETERA INVESTMENT ADVISERS LLC

KATY, TX

Some features on this profile are disabled

CRD#: 2174390

Professional summary

Jonathan Ongcuangco Reyes, who also goes by Jonathan Onguangco Reyes Mr, Jonathan Onguangco Reyes, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Katy, Texas and CETERA WEALTH SERVICES, LLC located in Katy, Texas.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jonathan has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Onguangco Reyes Mr | Jonathan Onguangco Reyes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 5018 CHANTRY DR, HOUSTON, TX 77084; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: . COLLECT RENT AND PAY CONTRACTORS TO FIX ANY FUTURE REPAIRS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Ongcuangco Reyes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

KATY, TX

Current

January 19, 2024 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Katy, TX

Past

December 22, 2023 - December 31, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Katy, TX

Past

December 22, 2023 - December 31, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

January 25, 2011 - December 21, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Houston, TX

Past

January 6, 2011 - December 21, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HOUSTON, TX

Past

April 24, 2009 - December 16, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

HOUSTON, TX

Past

April 24, 2009 - December 16, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

HOUSTON, TX

Past

May 8, 2008 - April 2, 2009

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

HOUSTON, TX

Past

May 8, 2008 - April 2, 2009

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

October 1, 2007 - April 16, 2008

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

HOUSTON, TX

Past

March 7, 2006 - September 20, 2007

FIRST MIDAMERICA INVESTMENT CORPORATION

RIA

CRD#: 104476

HOUSTON, TX

Past

March 2, 2006 - September 20, 2007

FIRST MIDAMERICA INVESTMENT CORPORATION

CRD#: 104476

HOUSTON, TX

Past

October 20, 2004 - February 7, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

HOUSTON, TX

Past

October 20, 2004 - February 7, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

March 31, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

HOUSTON, TX

Past

March 31, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

October 20, 1998 - April 10, 2003

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

HOUSTON, TX

Past

September 18, 1992 - April 10, 2003

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

January 7, 1992 - August 12, 1992

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/8/2024)

Pennsylvania
(2/4/2025)

Texas
(1/19/2024)

IAR

Texas
(1/19/2024)

Utah
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/22/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/28/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/3/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan O. Reyes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Ongcuangco Reyes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

ALLSTATE FINANCIAL SERVICES, LLC

FIRST MIDAMERICA INVESTMENT CORPORATION

FIRST MIDAMERICA INVESTMENT CORPORATION

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2000

Series 63

Date: 11/22/1991

SIE

Date: 10/1/2018

Series 7

Date: 5/28/1993

Series 6

Date: 1/3/1992

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors