John B. Vitale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Benjamin Vitale, who also goes by Jack VItale Jr, Jack Vitale, John Benjamin Vitale Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1991. John had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2015 - June 2, 2017
IMPACTIVE ADVISORS LLC
April 7, 2014 - November 12, 2014
WADDELL & REED
April 7, 2014 - November 12, 2014
WADDELL & REED
October 5, 2009 - April 8, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - April 8, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
September 18, 2007 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
March 27, 1992 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
December 16, 1991 - January 28, 1992
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/23/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IMPACTIVE ADVISORS LLC
CRD#: 208514 / SEC#: 801-107380, 8-69617
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
