Patrick M. Coyne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Martin Coyne was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1991. Patrick had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2019 - May 21, 2025
BNY MELLON SECURITIES CORPORATION
May 23, 2018 - December 31, 2018
ABERDEEN FUND DISTRIBUTORS, LLC
September 7, 2011 - May 7, 2018
QUASAR DISTRIBUTORS, LLC
November 5, 2010 - July 1, 2011
CALAMOS WEALTH MANAGEMENT LLC
November 5, 2010 - July 1, 2011
CALAMOS FINANCIAL SERVICES LLC
December 19, 2005 - May 6, 2010
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - May 6, 2010
FRANKLIN DISTRIBUTORS, LLC
March 23, 2004 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
March 23, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
February 24, 2003 - February 9, 2004
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
September 12, 2000 - February 9, 2004
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
April 24, 1997 - September 6, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 4, 1992 - April 3, 1997
DEAM INVESTOR SERVICES, INC.
September 16, 1991 - March 10, 1992
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
BNY MELLON SECURITIES CORPORATION
CRD#: 231 / SEC#: 801-54739, 8-13801
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BNY MELLON SECURITIES CORPORATION
CRD#: 231 / SEC#: 801-54739, 8-13801
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNY MELLON INVESTMENT ADVISER, INC. | DIRECT OWNER | |
| BRADLE, KENNETH JAMES | PRESIDENT AND DIRECTOR | 1827956 |
| DIPETRILLO, DAVID JOHN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4904926 |
| MARQUIT, HAL ROBERT | ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL | 1530120 |
| OSAVAGE, JACK EDWARD | CHIEF TECHNOLOGY OFFICER | 8186430 |
| PAPADOULIS, IRENE DESPINA | EXECTUVE VICE PRESIDENT AND DIRECTOR | 733025 |
| PASQUALE, GREGORY JOHN | CHIEF FINANCIAL OFFICER & TREASURER & FINOP | 6562167 |
| PIGOTT, JOSEPH E | CHIEF RISK OFFICER | 6619448 |
| ROBINSON, SCOTT JARED | CHIEF LEGAL OFFICER | 5396859 |
| SACCONE, ROBERT BRIAN | CHIEF COMPLIANCE OFFICER (BROKERDEALER) | 1114349 |
| SQUILLACE, JOHN | CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS) | 5504616 |
Regulatory assets under management
| Total Number of Accounts | 3,823 |
| AUM (Assets Under Management) | $ 7,139,421,698 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 08/28/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
