Arthur Q. Johnson
Professional summary
Arthur Quicke Johnson, CFA, who also goes by Arthur Johnson, is a registered financial advisor currently at MUNDOVAL CAPITAL MANAGEMENT, INC. located in La Jolla, California.
Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Arthur has worked at 3 firms and has passed the Series 63, Series 65, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Quicke Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2021 - Present
MUNDOVAL CAPITAL MANAGEMENT, INC.
Office #1: 7855 Ivanhoe Avenue Suite 210, La Jolla, CA 92037January 8, 1998 - December 31, 2000
FIRST FUND DISTRIBUTORS, INC.
December 11, 1995 - December 31, 1997
ICE SECURITIES LLC
January 3, 1995 - December 31, 1995
FIRST FUND DISTRIBUTORS, INC.
Primary Firm SEC Registration
MUNDOVAL CAPITAL MANAGEMENT, INC.
CRD#: 132553 / SEC#: 801-63477
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/9/2021)
(3/9/2021)
Exams
Series 2
Date: 11/13/1991
Non-Member General Securities ExaminationCurrent Firm
MUNDOVAL CAPITAL MANAGEMENT, INC.
CRD#: 132553 / SEC#: 801-63477
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 73,238,954 |
Red Flags
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