SO
Stephen A. Oliver
CETERA INVESTMENT ADVISERS LLC
BEDMINSTER, NJ 07921
Some features on this profile are disabled
CRD#: 2173688
SO
Professional summary
Stephen Anthony Oliver, AIF®, who also goes by Steve Oliver, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bedminster, New Jersey and CETERA ADVISORS LLC located in Iselin, New Jersey.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Stephen has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Oliver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MANHATTAN RIDGE ADVISORS LLC; DIRECT OWNER; DBA/Insurance; START DATE: 11/1/2005. 2.) QUANTUM BENEFITS; OTHER; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 05/25/2012; 8 HRS. PER MONTH. 3.) M FINANCIAL GROUP; INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 08/10/2012; 12 HRS. PER MONTH. 4.) KATZ NASSAU INC.;INDEPENDENT CONTRACTOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 01/25/2013; 8 HRS. PER MONTH. 5.) 438 MAIN STREET PARTNERS; OWNER; REAL ESTATE PROPERTY; START DATE 05/25/2015; 8 HOURS PER MONTH. 6.) National Social Security Planners; Independent Contractor; Marketing or Business Networking; Start date 02/15/2016; 20 hours per month. 7.) MANHATTAN RIDGE ADVISORS LLC; OWNER; HOLDING COMPANY; START DATE 7/24/2017; 4 HOURS PER MONTH. 8.) MANHATTAN RIDGE ADVISORS, LLC; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 07/06/2017; 8 HOURS PER MONTH. 9.) THE RETIREMENT OBSESSION; AUTHOR; AUTHOR/SPEAKER/ENTERTAINER/MEDIA CONTRIBUTOR; START DATE 12/19/18; 4 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Anthony Oliver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 376 Main Street Suite 200, Bedminster, NJ 07921Office #2: 33 Wood Avenue South Suite 600, Islelin, NJ 08830Office #3: 1325 Avenue Of The Americas, New York, NY 10019RIA
CRD#: 105644
BEDMINSTER, NJ
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 33 Wood Avenue South 6th Floor, Iselin, NJ 08830Office #2: 1460 Broadway, New York, NY 10036Office #3: 438 Main Street 2nd Floor, Bedminster, NJ, 07921BD
CRD#: 10299
ISELIN, NJ
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
NEW YORK, NY
Past
May 6, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
NEW YORK, NY
Past
December 9, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
NEW YORK, NY
Past
November 21, 2001 - December 9, 2008
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
NEW YORK, NY
Past
October 20, 1999 - November 30, 2001
KIRLIN SECURITIES INC.
BD
CRD#: 21210
SYOSSET, NY
Past
January 23, 1997 - October 14, 1999
BLUESTONE CAPITAL CORP.
BD
CRD#: 13516
NEW YORK, NY
Past
January 13, 1994 - January 17, 1997
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
October 30, 1991 - November 23, 1993
SOUTH RICHMOND SECURITIES, INC.
BD
CRD#: 14913
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
RR
Alaska(9/8/2022)
RR
Arizona(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Connecticut(9/8/2022)
RR
Delaware(9/8/2022)
RR
District of Columbia(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Hawaii(9/8/2022)
RR
Idaho(9/8/2022)
RR
Illinois(9/8/2022)
RR
Indiana(9/8/2022)
RR
Iowa(9/8/2022)
RR
Kansas(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Louisiana(9/8/2022)
RR
Maine(9/8/2022)
RR
Maryland(9/8/2022)
RR
Massachusetts(9/12/2022)
RR
Michigan(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Mississippi(9/8/2022)
RR
Missouri(9/8/2022)
RR
Nebraska(9/8/2022)
RR
Nevada(9/8/2022)
RR
New Hampshire(9/8/2022)
IAR
New Jersey(11/12/2020)
RR
New Jersey(9/8/2022)
RR
New Mexico(9/8/2022)
IAR
New York(10/29/2021)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
North Dakota(9/8/2022)
RR
Ohio(9/8/2022)
RR
Oklahoma(9/8/2022)
RR
Oregon(9/8/2022)
RR
Pennsylvania(9/8/2022)
RR
Rhode Island(9/8/2022)
RR
South Carolina(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Vermont(9/8/2022)
RR
Virginia(9/8/2022)
RR
Washington(9/8/2022)
RR
West Virginia(9/8/2022)
RR
Wisconsin(9/8/2022)
RR
Wyoming(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
