Asa W. Graves
Professional summary
Asa Wesley Graves VII, who also goes by Ace Graves, Asa Wesley Graves, is a registered financial advisor currently at GRAVES LIGHT LENHART located in Harrisonburg, Virginia.
Asa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Asa has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Asa Wesley Graves VII's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2018 - Present
GRAVES LIGHT LENHART
Office #1: 100 South Mason Street,suite C, Harrisonburg, VA 22801June 17, 2003 - September 5, 2018
WELLS FARGO CLEARING SERVICES, LLC
May 9, 2003 - September 5, 2018
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - November 7, 2002
WELLS FARGO CLEARING SERVICES, LLC
March 4, 1994 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
GRAVES LIGHT LENHART
CRD#: 298283 / SEC#: 801-113908
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/31/2018)
Exams
Current Firm
GRAVES LIGHT LENHART
CRD#: 298283 / SEC#: 801-113908
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,217 |
| AUM (Assets Under Management) | $ 1,081,499,052 |
Red Flags
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