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JB

Joseph R. Biondo

BIONDO INVESTMENT ADVISORS LLC
Milford, PA 18337
Some features on this profile are disabled
CRD#: 21733
JB

Professional summary

Joseph Ralph Biondo is a registered financial advisor currently at BIONDO INVESTMENT ADVISORS LLC located in Milford, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 5, PC, Series 1, Series 4 and Series 40 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
L&J, INC., P.O. BOX 98, MATAMORAS, PA 18336: REAL ESTATE HOLDING COMPANY ESTABLISHED PRIOR TO 2004. SOLE OWNER SPENDING MINIMAL TIME BEFORE & AFTER BUSINESS HOURS. BEE GEE REALTY, P.O. BOX 98, MATAMORAS, PA 18336: REAL ESTATE HOLDING COMPANY ESTABLISHED PRIOR TO 2004. SOLE OWNER SPENDING MINIMAL TIME BEFORE & AFTER BUSINESS HOURS. 605 PA Ave, P.O. Box 98, Matamoras, PA 18336: Real Estate Holding Company established prior to 2004. Sole Owner spending minimal time before & after business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Ralph Biondo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2004 - Present

BIONDO INVESTMENT ADVISORS LLC

Office #1: 540 Route 6 & 209, Milford, PA 18337
RIA
CRD#: 130105
Milford, PA
Past

April 5, 2004 - October 19, 2017

BIONDO ASSET MANAGEMENT LLC

BD
CRD#: 129690
MILFORD, PA
Past

July 31, 1993 - March 11, 2004

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

September 17, 1979 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 18, 1978 - September 17, 1979

LOEB PARTNERS

BD
CRD#: 7534
Past

January 4, 1977 - January 18, 1978

LOEB RHOADES & CO. INC.

BD
CRD#: 7502
Past

July 29, 1970 - January 4, 1977

LOEB, RHOADES & CO. INC.

BD
CRD#: 525

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BIONDO INVESTMENT ADVISORS LLC
BIONDO INVESTMENT ADVISORS LLC

CRD#: 130105 / SEC#: 801-62775

RIA
Registered Investment Advisory firm - (2/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/13/2015)
IAR
New Jersey
(1/18/2018)
IAR
Pennsylvania
(5/4/2004)
IAR
Texas
(4/13/2004)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/7/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/9/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/19/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 9/14/1979
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 2/8/1963
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/30/1979
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 7/27/1970
Registered Principal Examination

Current Firm

BI
BIONDO INVESTMENT ADVISORS LLC
BIONDO INVESTMENT ADVISORS LLC

CRD#: 130105 / SEC#: 801-62775

RIA
Registered Investment Advisory firm - (2/9/2004 Approved)
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Contact information

Main Address
540 Route 6 & 209, Milford, PA 18337
Mailing Address
Po Box 909, Milford, PA 18337
Phone number
(570) 296-5525
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BIONDO INVESTMENT ADVISORS, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts2,317
AUM (Assets Under Management)$ 1,106,420,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIONDO INVESTMENT ADVISORS LLC

CRD#: 130105Milford, PA 18337

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