Gordon M. Goss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Michael Goss II, who also goes by G. Michael Goss II, Gordon M Goss Ii, Gordon Michael Goss, Gordon Michael Goss Ii, was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1999. Gordon had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - October 5, 2021
FISHER INVESTMENTS
November 1, 2019 - January 8, 2020
WALLINGTON ASSET MANAGEMENT
May 11, 2012 - December 14, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 11, 2012 - December 14, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 1, 2010 - January 19, 2012
PNC WEALTH MANAGEMENT LLC
June 1, 2010 - January 19, 2012
PNC WEALTH MANAGEMENT LLC
October 22, 2007 - March 1, 2010
THE HUNTINGTON INVESTMENT COMPANY
June 21, 2007 - March 1, 2010
THE HUNTINGTON INVESTMENT COMPANY
December 21, 2005 - June 20, 2007
OBS BROKERAGE SERVICES, INC.
April 20, 2005 - December 9, 2005
CETERA INVESTMENT SERVICES LLC
March 25, 2003 - January 25, 2005
BANC ONE SECURITIES CORPORATION
August 24, 2000 - January 25, 2005
BANC ONE SECURITIES CORPORATION
September 27, 1999 - June 26, 2000
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
