Kevin A. Groff
Professional summary
Kevin Anthony Groff is a registered financial professional currently at LCG CAPITAL ADVISORS, LLC located in Tampa, Florida.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1991. Kevin has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Anthony Groff's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2025 - Present
LCG CAPITAL ADVISORS, LLC
Office #1: 201 East Kennedy Blvd Suite 1700, Tampa, FL 33602September 6, 2018 - January 2, 2025
U.S. BANCORP INVESTMENTS, INC.
March 30, 2017 - August 17, 2018
CASCADE PARTNERS BD, LLC
August 30, 1991 - December 30, 1992
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2025)
(1/30/2025)
(1/30/2025)
(1/31/2025)
(1/30/2025)
Exams
Series 79TO
Date: 10/31/2018
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LCG CAPITAL ADVISORS, LLC
CRD#: 129311 / SEC#: , 8-66213
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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