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JB

Jeffrey S. Barcy

SALEM PARTNERS
Los Angeles, CA 90025
Some features on this profile are disabled
CRD#: 2172259
JB

Professional summary

Jeffrey Scott Barcy, who also goes by Jeff Barcy, is a registered financial professional currently at SALEM PARTNERS LLC located in Los Angeles, California.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1996. Jeffrey has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Barcy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Scott Barcy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2014 - Present

SALEM PARTNERS LLC

Office #1: 11111 Santa Monica Boulevard Suite 2250, Los Angeles, CA 90025
BD
CRD#: 43363
Los Angeles, CA
Past

June 2, 2011 - May 5, 2014

CANTOR FITZGERALD & CO.

BD
CRD#: 134
SAN FRANCISCO, CA
Past

December 18, 2000 - November 7, 2005

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 4, 1996 - December 18, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/28/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 9/21/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/1/2011
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SP
SALEM PARTNERS LLC
SALEM PARTNERS HOLDINGS, LLC | SALEM PARTNERS, LLC | SALEM PARTNERS LLC

CRD#: 43363 / SEC#: , 8-50241

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
PREMIUM
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Contact information

Main Address
11111 Santa Monica Boulevard Suite 2250, Los Angeles, CA 90025
Mailing Address
11111 Santa Monica Boulevard Suite 2250, Los Angeles, CA 90025
Phone number
(310) 806-4200
Established
Delaware since 01/10/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SALEM PARTNERS HOLDINGS, LLCDIRECT OWNER
DYETT, JOHN HATHAWAY IIIMEMBER/CO-CEO//TRUSTEE OF THE DYETT FAMILY TRUST DTD 11/09/20042582657
KAMANGAR, GOLICCO, AMLCO, COO2562201
PROUGH, STEPHEN MICHAELMEMBER/CO-CEO/TRUSTEE OF THE BERTI PROUGH TRUST 02/03/20052305366

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SALEM PARTNERS LLC

CRD#: 43363Los Angeles, CA 90025

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