Martha D. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Dee Turner, who also goes by Martha Dee Benton, Martha Dee Larson, Martha Lohman, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 1991. Martha had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - November 30, 2015
MISSIONSQUARE RETIREMENT
August 24, 1999 - August 14, 2015
MISSIONSQUARE INVESTMENT SERVICES
July 13, 1998 - June 16, 1999
PRUDENTIAL EQUITY GROUP, LLC
May 21, 1997 - September 11, 1997
EMPIRE FINANCIAL GROUP, INC.
April 23, 1996 - May 1, 1997
INVEST FINANCIAL CORPORATION
November 21, 1994 - April 22, 1996
NF CLEARING, INC.
August 19, 1994 - November 14, 1994
FISERV INVESTOR SERVICES, INC.
October 21, 1991 - July 21, 1994
CAPITAL BROKERAGE CORPORATION
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
