MC
Mark S. Clewett
CONESTOGA CAPITAL ADVISORS
WAYNE, PA 19087
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CRD#: 2171163
MC
Professional summary
Mark Stanley Clewett, CFA is a registered financial advisor currently at CONESTOGA CAPITAL ADVISORS, LLC located in Wayne, Pennsylvania and FORESIDE FUND SERVICES, LLC located in Malvern, Pennsylvania.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CONESTOGA CAPITAL ADVISORS LLC, INVESTMENT RELATED, WAYNE, PA, MANAGING PARTNER - PRESIDENT, BEGAN 01/2006, 175 HOURS PER MONTH, 130 DURING TRADING HOURS 2) THE CONESTOGA FUNDS; INVESTMENT RELATED; MUTUAL FUNDS; WAYNE, PA; START 01/2020; INTERESTED TRUSTEE OF THE CONESTOGA FUNDS BOARD; 10 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Stanley Clewett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 19, 2006 - Present
CONESTOGA CAPITAL ADVISORS, LLC
Office #1: Crosspoint At Valley Forge 550 E. Swedesford Rd. Suite 120, Wayne, PA 19087RIA
CRD#: 111750
WAYNE, PA
Current
September 6, 2016 - Present
FORESIDE FUND SERVICES, LLC
Office #2: 550 E. Swedesford Road Suite 120, Wayne, PA 19087BD
CRD#: 46106
Malvern, PA
Past
December 16, 2014 - June 23, 2016
ARBOR COURT CAPITAL, LLC
BD
CRD#: 143839
BROADVIEW HEIGHTS, OH
Past
February 19, 1998 - November 11, 2005
DELAWARE DISTRIBUTORS, L.P.
BD
CRD#: 14232
PHILADELPHIA, PA
Past
August 28, 1991 - February 11, 1997
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CONESTOGA CAPITAL ADVISORS, LLC
CONESTOGA CAPITAL ADVISORS, LLC | GRATITUDE INVESTMENT ADVISORS
CRD#: 111750 / SEC#: 801-60133
RIA
Registered Investment Advisory firm - (4/18/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/5/2017)
RR
Alaska(6/5/2017)
RR
Arizona(6/5/2017)
RR
Arkansas(6/5/2017)
RR
California(6/5/2017)
RR
Colorado(6/5/2017)
RR
Connecticut(6/5/2017)
RR
Delaware(6/5/2017)
RR
District of Columbia(6/5/2017)
RR
Florida(6/5/2017)
RR
Georgia(6/5/2017)
RR
Hawaii(6/5/2017)
RR
Idaho(6/5/2017)
RR
Illinois(6/5/2017)
RR
Indiana(6/5/2017)
RR
Iowa(6/5/2017)
RR
Kansas(6/5/2017)
RR
Kentucky(6/5/2017)
RR
Louisiana(6/5/2017)
RR
Maine(6/5/2017)
RR
Maryland(6/5/2017)
RR
Massachusetts(6/5/2017)
RR
Michigan(6/5/2017)
RR
Minnesota(6/5/2017)
RR
Mississippi(6/5/2017)
RR
Missouri(6/5/2017)
RR
Montana(6/5/2017)
RR
Nebraska(6/5/2017)
RR
Nevada(6/5/2017)
RR
New Hampshire(6/5/2017)
RR
New Jersey(6/5/2017)
RR
New Mexico(6/5/2017)
RR
New York(6/5/2017)
RR
North Carolina(6/5/2017)
RR
North Dakota(6/5/2017)
RR
Ohio(6/5/2017)
RR
Oklahoma(6/5/2017)
RR
Oregon(6/5/2017)
IAR
Pennsylvania(1/19/2006)
RR
Pennsylvania(9/6/2016)
RR
Puerto Rico(8/25/2017)
RR
Rhode Island(6/5/2017)
RR
South Carolina(6/5/2017)
RR
South Dakota(6/5/2017)
RR
Tennessee(6/5/2017)
IAR
Texas(1/22/2010)
RR
Texas(6/5/2017)
RR
Utah(6/5/2017)
RR
Vermont(6/5/2017)
RR
Virgin Islands(1/10/2018)
RR
Virginia(6/5/2017)
RR
Washington(6/5/2017)
RR
West Virginia(6/5/2017)
RR
Wisconsin(6/5/2017)
RR
Wyoming(6/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/14/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CONESTOGA CAPITAL ADVISORS, LLC
CONESTOGA CAPITAL ADVISORS, LLC | GRATITUDE INVESTMENT ADVISORS
CRD#: 111750 / SEC#: 801-60133
RIA
Registered Investment Advisory firm - (4/18/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Crosspoint At Valley Forge 550 E. Swedesford Rd. Suite 120, Wayne, PA 19087
Mailing Address
Phone number
(484) 654-1380
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 247 |
| AUM (Assets Under Management) | $ 8,756,199,619 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
