KC
Kevin P. Cope
COPE CONNELLY
ARLINGTON, VA 22209
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CRD#: 2171115
KC
Professional summary
Kevin Patrick Cope, who also goes by Kevin Cope, is a registered financial advisor currently at COPE CONNELLY located in Arlington, Virginia.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Kevin has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Cope
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
C4M GLOBAL ADVISORS LLC; MANAGING MEMBER; INVESTMENT RELATED: YES;816 CONNECTICUT AVE SUITE # 800 WASHINGTON, D.C. DISTRICT OF COLUMBIA 20006 USA; RELATED ADVISER OF COPE CONNELLY RIA.; 2023-02-14; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 20;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0; name; Cope Connelly SPV Management LLC investment-related; YES address; 1700 N. Moore St. Suite 1130 Arlington VA 22209 nature business; Cope Connelly SPV Management is a Special Purpose Vehicle (LLC formed to pool investor funds into a single investment opportunity) position; Managing Member start date; 2025-08-18 hours/month devoted to business; .01 hours devoted to business during securities trading hours; 0 duties: Oversees the governance and administration of the SPV, including coordinating with service providers (fund administrator, legal counsel, auditors), executing investment documentation, and ensuring compliance with governing agreements.;
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Patrick Cope's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2022 - Present
COPE CONNELLY
Office #1: 1700 N. Moore St. Suite 1130, Arlington, VA 22209RIA
CRD#: 311665
ARLINGTON, VA
Past
September 30, 2015 - October 14, 2020
HUTCHINSON CAPITAL MANAGEMENT
RIA
CRD#: 106158
LARKSPUR, CA
Past
February 8, 2001 - October 10, 2001
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
October 7, 1996 - October 9, 2001
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
March 6, 1995 - October 11, 1996
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
March 21, 1994 - March 13, 1995
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
August 26, 1991 - April 6, 1994
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COPE CONNELLY
COPE CONNELLY | XPS CAPITAL LLC | GOVCONWEALTH | COPE CORRALES
CRD#: 311665 / SEC#: 801-124729
RIA
Registered Investment Advisory firm - (4/22/2022 Approved)District of Columbia
Registered Investment Advisory firm - (4/27/2022 Terminated)Maryland
Registered Investment Advisory firm - (4/27/2022 Terminated)New York
Registered Investment Advisory firm - (4/27/2022 Terminated)Texas
Registered Investment Advisory firm - (4/27/2022 Terminated)Virginia
Registered Investment Advisory firm - (4/27/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/7/2022)
IAR
Virginia(12/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/20/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
Current Firm
CC
COPE CONNELLY
COPE CONNELLY | XPS CAPITAL LLC | GOVCONWEALTH | COPE CORRALES
CRD#: 311665 / SEC#: 801-124729
RIA
Registered Investment Advisory firm - (4/22/2022 Approved)District of Columbia
Registered Investment Advisory firm - (4/27/2022 Terminated)Maryland
Registered Investment Advisory firm - (4/27/2022 Terminated)New York
Registered Investment Advisory firm - (4/27/2022 Terminated)Texas
Registered Investment Advisory firm - (4/27/2022 Terminated)Virginia
Registered Investment Advisory firm - (4/27/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 N. Moore St. Suite 1130, Arlington, VA 22209
Mailing Address
Phone number
(888) 336-8402
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 247 |
| AUM (Assets Under Management) | $ 247,623,331 |
Red Flags
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