Jack Andrew Leventhal
Professional Summary
Jack Andrew Leventhal, who also goes by Jack A Leventhal, is a registered financial advisor currently at DORSET PEAK SECURITIES LLC located in Hillsborough, New Jersey. Jack is registered as a RR (Registered Representative) and started their career in finance in 1991. Jack has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jack A Leventhal
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
DORSET PEAK SECURITIES LLC
Contact Information
Main Address
105 Raider Blvd Suite 205, Hillsborough, NJ 08844Mailing Address
105 Raider Blvd Suite 205, Hillsborough, NJ 08844Phone Number
(908) 493-6444Established
Delaware since 12/08/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/25/2023)
(3/1/2023)
(3/1/2023)
(2/16/2022)
(3/1/2023)
(2/17/2023)
(10/7/2021)
(9/16/2021)
(1/26/2023)
(3/1/2023)
(10/24/2023)
(9/29/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jack Andrew Leventhal's CRS (Customer Relationship Summary).
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