George M. Marshman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Mcmurray Marshman was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1992. George had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2012 - December 31, 2013
RISEVEST FINANCIAL SECURITIES LIMITED
November 3, 2010 - November 28, 2012
RISEVEST FINANCIAL SECURITIES LIMITED
May 23, 2000 - April 20, 2009
ALADDIN CAPITAL LLC
April 20, 1994 - February 28, 2000
PERSHING LLC
January 6, 1992 - April 19, 1994
LEHMAN SPECIAL SECURITIES INC.
January 6, 1992 - April 19, 1994
LEHMAN GOVERNMENT SECURITIES INC.
January 6, 1992 - April 19, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RISEVEST FINANCIAL SECURITIES LIMITED
CRD#: 151120 / SEC#: , 8-68336
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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