Joseph L. Maverick
Professional summary
Joseph Lee Maverick JR, who also goes by Joseph Lee Maverick, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Austin, Texas.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 50, Series 55, Series 7, Series 14, Series 54, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Lee Maverick JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2007 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 6805 Capital Of Texas Highway Suite 350, Austin, TX 78731August 24, 2006 - August 22, 2007
AMHERST SECURITIES GROUP, L.P.
October 17, 2005 - September 14, 2006
SAMCO CAPITAL MARKETS, INC.
February 3, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
December 10, 2001 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
March 26, 2001 - July 25, 2001
TRANSCEND CAPITAL
January 17, 2001 - April 17, 2001
KERSHNER TRADING GROUP, LLC
April 25, 2000 - July 11, 2000
KERSHNER TRADING GROUP, LLC
July 2, 1996 - May 31, 2001
PROTRADER SECURITIES L.P.
September 15, 1993 - April 22, 1996
PRESIDIO FINANCIAL SERVICES, INC.
August 23, 1991 - April 12, 1993
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2007)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/20/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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