Brian J. Hannon
Professional summary
Brian J Hannon, who also goes by Brian Joseph Hannon, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Latham, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 16 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian J Hannon's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 26 Century Hill Drive Suite 301, Latham, NY 12110April 23, 2024 - June 3, 2024
ODEON CAPITAL GROUP LLC
January 2, 2024 - April 4, 2024
ODEON CAPITAL GROUP LLC
July 11, 2023 - January 2, 2024
LPS CAPITAL LLC
June 18, 2019 - August 10, 2021
CANTOR FITZGERALD & CO.
April 24, 2013 - March 22, 2019
DELAWARE DISTRIBUTORS, L.P.
March 21, 2011 - April 10, 2013
MUFG SECURITIES AMERICAS INC.
June 23, 2009 - February 17, 2011
CHAPDELAINE TULLETT PREBON, LLC
April 22, 2009 - June 22, 2009
MF GLOBAL INC.
May 31, 2005 - February 9, 2009
BNP PARIBAS SECURITIES CORP.
May 30, 2002 - May 17, 2005
IMPERIAL CAPITAL, LLC
March 1, 2002 - May 10, 2002
SERVICE ASSET MANAGEMENT COMPANY
May 22, 2000 - January 29, 2002
J.P. MORGAN SECURITIES LLC
March 27, 1997 - May 16, 2000
SCOTIA CAPITAL (USA) INC.
August 14, 1995 - March 5, 1997
JEFFERIES EXECUTION SERVICES, INC.
April 11, 1995 - March 5, 1997
JEFFERIES LLC
October 22, 1992 - April 10, 1995
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/21/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
