Mary V. Hoppe
Professional summary
Mary Velia Kralis Hoppe, who also goes by Mary Kralis Hoppe, Mary Velia Kralis, Mary V. Kralis Hoppe, is a registered financial professional currently at PIMCO INVESTMENTS LLC located in New York, New York.
Mary is registered as a RR (Registered Representative) and started their career in finance in 1991. Mary has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary Velia Kralis Hoppe's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2012 - Present
PIMCO INVESTMENTS LLC
Office #1: 1633 Broadway 45th Floor, New York, NY 10019April 13, 2005 - January 23, 2012
ALLIANCEBERNSTEIN INVESTMENTS, INC.
December 14, 1999 - October 13, 2004
VP DISTRIBUTORS LLC
November 17, 1995 - December 13, 1999
PXP SECURITIES CORP.
April 27, 1993 - November 28, 1995
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
September 9, 1991 - December 18, 1995
FIDUCIARY INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2012)
(1/10/2022)
(1/10/2022)
(1/10/2022)
(1/27/2012)
(1/10/2022)
(1/27/2012)
(1/27/2012)
(1/10/2022)
(1/10/2022)
Exams
FINRA
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
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