John C. Thompson
STRATEGIC ADVISERS LLC | Investment Solutions Representative III
WELLESLEY, MA
Some features on this profile are disabled
CRD#: 2169570
Professional summary
John Charles Thompson, CFP®, who also goes by John C (jr) Thompson, John Charles Thompson Jr, John Thompson, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Wellesley, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Biography
I assist my clients in developing their financial plan, helping them to make sound investment decisions, and simplify their financial lives
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John C (jr) Thompson | John Charles Thompson Jr | John Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
MIT Sloan School of Management
Master's in Management - Finance
1991
United States Naval Academy
Bachelor of Science (BS) - Mechanical Engineering
1980
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 900 Salem Street, Smithfield, RI 02917RIA
CRD#: 104555
WELLESLEY, MA
Current
March 30, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
April 30, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MERRIMACK, NH
Past
February 20, 2018 - March 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LINCOLN, RI
Past
January 30, 2018 - March 25, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LINCOLN, RI
Past
November 5, 2015 - September 20, 2016
COMPASS POINT RESEARCH & TRADING, LLC
BD
CRD#: 126258
BOSTON, MA
Past
September 19, 2013 - October 26, 2015
D.A. DAVIDSON & CO.
BD
CRD#: 199
BOSTON, MA
Past
August 9, 2012 - September 19, 2013
CRAIG-HALLUM CAPITAL GROUP LLC
BD
CRD#: 121395
BOSTON, MA
Past
March 21, 1995 - August 10, 2012
NEEDHAM & COMPANY, LLC
BD
CRD#: 16360
BOSTON, MA
Past
September 10, 1991 - January 17, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/17/2019)
RR
Alaska(5/17/2019)
RR
Arizona(5/17/2019)
RR
Arkansas(5/17/2019)
RR
California(5/17/2019)
RR
Colorado(5/17/2019)
RR
Connecticut(5/17/2019)
RR
Delaware(5/17/2019)
RR
District of Columbia(5/17/2019)
RR
Florida(5/17/2019)
RR
Georgia(5/17/2019)
RR
Hawaii(5/17/2019)
RR
Idaho(5/17/2019)
RR
Illinois(5/17/2019)
RR
Indiana(5/17/2019)
RR
Iowa(5/17/2019)
RR
Kansas(5/17/2019)
RR
Kentucky(5/17/2019)
RR
Louisiana(5/17/2019)
RR
Maine(5/17/2019)
RR
Maryland(5/17/2019)
RR
Massachusetts(5/17/2019)
IAR
Massachusetts(3/31/2025)
RR
Michigan(5/17/2019)
RR
Minnesota(5/17/2019)
RR
Mississippi(5/17/2019)
RR
Missouri(5/17/2019)
RR
Montana(5/17/2019)
RR
Nebraska(5/17/2019)
RR
Nevada(5/17/2019)
RR
New Hampshire(3/30/2019)
RR
New Jersey(5/17/2019)
RR
New Mexico(5/17/2019)
RR
New York(5/17/2019)
RR
North Carolina(5/17/2019)
RR
North Dakota(5/17/2019)
RR
Ohio(5/17/2019)
RR
Oklahoma(5/17/2019)
RR
Oregon(5/17/2019)
RR
Pennsylvania(5/17/2019)
RR
Puerto Rico(5/17/2019)
RR
Rhode Island(5/17/2019)
IAR
Rhode Island(7/10/2025)
RR
South Carolina(5/17/2019)
RR
South Dakota(5/17/2019)
RR
Tennessee(1/7/2020)
RR
Texas(5/17/2019)
IAR
Texas(3/31/2025)
RR
Utah(5/17/2019)
RR
Vermont(5/17/2019)
RR
Virgin Islands(1/20/2025)
RR
Virginia(5/17/2019)
RR
Washington(5/17/2019)
RR
West Virginia(5/17/2019)
RR
Wisconsin(5/17/2019)
RR
Wyoming(5/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investment Solutions Representative IIICRD#: 104555Wellesley, MATRUST BUT VERIFY
Monitor John Thompson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
