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LP

Lauren P. Prince

PRINCE FINANCIAL ADVISORY LLC
Boynton Beach, FL
Some features on this profile are disabled
CRD#: 2169560
LP

Professional summary

Lauren Phyllis Prince, CFP®, who also goes by P Lauren Semcer, Phyllis Louise Semcer, is a registered financial advisor currently at PRINCE FINANCIAL ADVISORY LLC located in Boynton Beach, Florida.

Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Lauren has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

P Lauren Semcer | Phyllis Louise Semcer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LAUREN PRINCE-YES-NY, NY 10016-FIXED ANNUITY PRODUCTS-AGENT-01/01/2011-1/1 HRS-SELLING FIXED ANNUITY PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Phyllis Prince's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1994

Experience

Current

April 1, 2019 - Present

PRINCE FINANCIAL ADVISORY LLC

Office #2: 251 E 32nd Street Ste 6e, New York, NY 10016
RIA
CRD#: 131234
Boynton Beach, FL
Past

November 30, 2005 - July 22, 2011

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
NEW YORK, NY
Past

November 30, 2005 - July 22, 2011

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
NEW YORK, NY
Past

August 1, 2003 - November 30, 2005

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

September 24, 1993 - January 28, 2003

NATHAN & LEWIS SECURITIES, INC.

RIA
CRD#: 8503
NEW YORK, NY
Past

September 24, 1993 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

August 27, 1991 - September 23, 1993

J. B. HANAUER & CO.

BD
CRD#: 6958
PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PRINCE FINANCIAL ADVISORY LLC
PRINCE FINANCIAL ADVISORY | PRINCE, LAUREN PHYLLIS | PRINCE FINANCIAL ADVISORY LLC

CRD#: 131234 / SEC#: 801-79626

RIA
Registered Investment Advisory firm - (4/28/2014 Approved)
New York
Registered Investment Advisory firm - (11/10/2014 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/2/2025)
IAR
New York
(5/25/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/24/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/1/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 5/8/2006
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/7/1999
General Securities Principal Examination

Current Firm

PF
PRINCE FINANCIAL ADVISORY LLC
PRINCE FINANCIAL ADVISORY | PRINCE, LAUREN PHYLLIS | PRINCE FINANCIAL ADVISORY LLC

CRD#: 131234 / SEC#: 801-79626

RIA
Registered Investment Advisory firm - (4/28/2014 Approved)
New York
Registered Investment Advisory firm - (11/10/2014 Terminated)
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Contact information

Main Address
251 E 32nd Street Ste 6e, New York, NY 10016
Mailing Address
Phone number
(212) 286-1372
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRINCE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (9/7/2025)

Regulatory assets under management

Total Number of Accounts116
AUM (Assets Under Management)$ 56,192,219

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRINCE FINANCIAL ADVISORY LLC

CRD#: 131234Boynton Beach, FL

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