Gregory F. Hold
Professional summary
Gregory Francis Hold is a registered financial professional currently at HOLD BROTHERS CAPITAL LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1991. Gregory has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Francis Hold's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2010 - Present
HOLD BROTHERS CAPITAL LLC
Office #1: One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510July 10, 2006 - March 4, 2013
SODALITE FINANCIAL SERVICES, LLC
January 26, 1995 - July 22, 2013
TAFFERER TRADING, LLC
September 17, 1993 - March 10, 1995
GLOBAL ACCESS FINANCIAL SERVICES
December 18, 1992 - August 2, 1994
CASTLE SECURITIES CORP.
June 16, 1992 - November 28, 1992
A.J. MICHAELS & CO., LTD.
January 30, 1992 - June 19, 1992
ALL-TECH DIRECT, INC.
October 4, 1991 - February 7, 1992
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 11/2/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
HOLD BROTHERS CAPITAL LLC
CRD#: 151864New York, NY 10119-1510TRUST BUT VERIFY
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