Charles A. Krause

FAIRFIELD, BUSH & CO.

NEW CANAAN, CT 06840

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CRD#: 2169396

Professional summary

Charles Augustus Krause is a registered financial advisor currently at FAIRFIELD, BUSH & CO. located in New Canaan, Connecticut.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Charles has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIRECTOR - STEARNS INVESTMENT CORP.; TRUSTEE - ESTATE OF R.N. STEARNS; DIRECTOR - HJ BAKER & BRO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Augustus Krause's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 1992 - Present

FAIRFIELD, BUSH & CO.

Office #1: 65 Locust Avenue, New Canaan, CT 06840

RIA

CRD#: 105970

NEW CANAAN, CT

Past

August 27, 1991 - December 22, 2015

FAIRFIELD RESEARCH SECURITIES CORPORATION

CRD#: 19744

NEW CANAAN, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAIRFIELD, BUSH & CO.

FAIRFIELD RESEARCH CORP | FAIRFIELD, BUSH & CO.

CRD#: 105970 / SEC#: 801-9532

RIA

Registered Investment Advisory firm - (9/24/1973 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/22/1992)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/22/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/23/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/26/1980

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/30/1997

General Securities Principal Examination

Current Firm

FAIRFIELD, BUSH & CO.

FAIRFIELD RESEARCH CORP | FAIRFIELD, BUSH & CO.

CRD#: 105970 / SEC#: 801-9532

RIA

Registered Investment Advisory firm - (9/24/1973 Approved)

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Contact information

Main Address

320 Boston Post Road Suite 150, Darien, CT 06820

Mailing Address

Phone number

(203) 777-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FAIRFIELD, BUSH & CO. PART 2A - BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	238
AUM (Assets Under Management)	$ 521,135,491

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Charles A. Krause

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Augustus Krause's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAIRFIELD RESEARCH SECURITIES CORPORATION

Primary Firm SEC Registration

FAIRFIELD, BUSH & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/1996

Series 63

Date: 11/11/1991

SIE

Date: 12/22/2015

Series 3

Date: 8/23/2005

Series 7

Date: 9/26/1980

Series 24

Date: 6/30/1997

Current Firm

FAIRFIELD, BUSH & CO.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAIRFIELD, BUSH & CO.

TRUST BUT VERIFY

Contact information

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