Christopher R. Concannon
Professional summary
Christopher R Concannon is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 10 firms and has passed the SIE, Series 44 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher R Concannon's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2019 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001Office #2: 55 Hudson Yards 15th Floor, New York, NY 10001December 16, 2014 - January 14, 2019
CBOE TRADING, INC.
July 15, 2011 - October 10, 2012
VIRTU FINANCIAL EXECUTION SERVICES LLC
September 27, 2010 - November 6, 2014
VIRTU FINANCIAL CAPITAL MARKETS LLC
July 14, 2010 - August 5, 2011
VIRTU EXECUTION SERVICES LLC
May 29, 2009 - November 6, 2014
VIRTU FINANCIAL BD LLC
December 9, 2005 - February 13, 2006
INET ATS, INC.
December 9, 2005 - May 1, 2009
NASDAQ CAPITAL MARKETS ADVISORY LLC
October 6, 2004 - May 1, 2009
NASDAQ EXECUTION SERVICES, LLC
January 6, 2003 - June 19, 2003
INSTINET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 44
Date: 4/9/2010
PCX Market Maker ExamFINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
