AA
Anthony Abruzzino
CETERA INVESTMENT ADVISERS LLC
MORGANTOWN, WV 26505
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CRD#: 2168331
AA
Professional summary
Anthony Abruzzino, who also goes by Tony Abruzzino, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Morgantown, West Virginia and CETERA INVESTMENT SERVICES LLC located in Martinsburg, West Virginia.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Anthony has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Abruzzino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ANTHONY ABRUZZINO; INV REL; BRIDGEPORT, WV; WORKSITE LIFE INSURANCE; GENERAL AGENT; START DATE 2/2011; <15 HRS/MTH;
2) ABRUZZINO FINANCIAL, DBA FOR INVESTMENT/INSURANCE PRACTICE, INV RELATED.
3) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START MAY 2014, LESS THAN 1 HR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS PAYROLL REDUCTION LIFE INSURANCE TO GROUPS
4) NAME OF OTHER BUSINESS: ABRUZZINO WEALTH MANAGEMENT
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: DBA FOR FINANCIAL ADVISOR
START DATE: 12/15
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF TRADING HOURS PER WEEK: 32.5
POSITION/TITLE/RELATIONSHIP: 100% OWNER
BRIEF DESCRIPTION OF DUTIES: GENERAL MANAGEMENT
5) NAME OF OTHER BUSINESS: ABRUZZINO RETIREMENT SOLUTIONS,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS REGISTERED LOCATION,
NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES,
START DATE: 9/2016,
APX NUMBER OF HOURS PER WEEK: 10,
APX NUMBER OF TRADING HOURS PER WEEK: 10,
POSITION/TITLE/RELATIONSHIP: 100% OWNER,
BRIEF DESCRIPTION OF DUTIES: DBA;
6) NAME OF OTHER BUSINESS: ABRUZZINO WEALTH MANAGEMENT OF PLEASANT COUNTY;
INVESTMENT RELATED: YES;
ADDRESS: 800 3RD ST, ST MARYS, WV 26170;
NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES;
START DATE: 04/2018;
POSITION/TITLE/RELATIONSHIP: ONWER / FINANCIAL ADVISOR;
APX NUMBER OF HOURS PER WEEK: 8-10;
APX NUMBER OF HOURS DURING TRADING HOURS: 8-10;
BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Abruzzino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2011 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 651 Suncrest Towne Centre Drive, Morgantown, WV 26505RIA
CRD#: 105644
MORGANTOWN, WV
Current
December 22, 2021 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1286 Edwin Miller Blvd, Martinsburg, WV 25404Office #2: 651 Suncrest Towne Centre Drive, Morgantown, WV 26505BD
CRD#: 15340
Martinsburg, WV
Past
March 14, 2011 - March 16, 2022
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
NUTTER FORT, WV
Past
February 22, 2007 - March 24, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BRIDGEPORT, WV
Past
January 10, 2005 - March 24, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BRIDGEPORT, WV
Past
January 2, 2002 - January 7, 2005
LOMBARD SECURITIES INCORPORATED
BD
CRD#: 27954
BALTIMORE, MD
Past
September 23, 1997 - January 14, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
October 14, 1994 - August 12, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
November 27, 1991 - September 27, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
November 27, 1991 - September 27, 1994
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/20/2024)
RR
Georgia(1/31/2022)
RR
Kansas(1/24/2022)
RR
Kentucky(1/31/2022)
RR
Maryland(12/22/2021)
RR
New Jersey(4/16/2025)
RR
North Carolina(3/16/2022)
RR
Ohio(1/31/2022)
RR
Pennsylvania(3/16/2022)
RR
South Carolina(1/31/2022)
RR
Virginia(3/16/2022)
IAR
West Virginia(3/15/2011)
RR
West Virginia(1/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Morgantown, WV 26505TRUST BUT VERIFY
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