MB
Michael P. Brady
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
BOULDER, CO 80302
Some features on this profile are disabled
CRD#: 2167860
MB
Professional summary
Michael Patrick Brady, who also goes by Mike Brady, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Boulder, Colorado and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Boulder, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Brady
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PRISON MINDFULNESS INSTITUTE, 98 COLUMBIA AVE., CRANSTON, RI 7/1/2008 AS TREASURER OF THE BOARD OF A 501C3 CHARITY WITH PROGRAMS IN PRISONS. NOT INVESTMENT RELATED. DEVOTES 1HR/WK, O/TRADE. 2) LAMBDA CHI ALPHA FRATERNITY, 8741 FOUNDERS RD, INDIANAPOLIS, IN 8/1/11 AS ALUMNI ADVISOR/MASTER STEWARD- ADVISING YOUNG FRATERNITY MEN LOCALLY VALUES OF THE FRATERNITY. NOT INVESTMENT RELATED. DEVOTES 2 HR/WK-NONE DURING TRADING. NON-PROFIT 3) GENEROSITY WEALTH MANAGEMENT LLC, 885 ARAPAHOE AVE, BOULDER, CO, SINCE 10/15/2008. OWNER OF SECURITIES DBA. NIR - DEVOTES 40 HR/WK - 40 HR/TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/07/2014 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. 5) MICHAEL BRADY, INDEPENDENT INSURANCE AGENT, 885 ARAPAHOE AVE, BOULDER, CO, 1/01/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/YR - .5/TRADING. 6) FUTURE EXECUTOR OF F.M. ESTATE, HATFIELD, MA, 12/19/2018. NIR-0/YR-0/TRADING. 7) MICHAEL BRADY, 885 ARAPAHOE AVE, BOULDER, CO, NOTARY PUBLIC, 10/01/18. NIR, 1/YR- 0/TRADING 8) Frontier Horizon, P. O. Box 4429, Virginia Beach VA 23454, United States, 02/24/2022, Board Member, Board Member/Officer/Director/Committee Member/Board, NIR, 1 HR/MO - 1 HR/MO TRADING 9) LAMBDA CHI ALPHA INTERNATIONAL FRATERNITY, INC. / 10 West Carmel Drive, Suite 220, Carmel IN 46032 / 08/01/2022 / NIR / BOARD MEMBER / 4 HR/MO - 0 HR/MO TRADING 10) GENEROSITY BUSINESS EXIT PLANNING, 885 Arapahoe Ave., Boulder CO 80302, 01/2025, FOUNDER, CONSULTING/COACHING, NIR, 10 HR/MO - 10 HR/MO TRADING. 11) FRATERNITY AND SORORITY PAC, P. O. Box 40383, Washington DC 20016, 03/2025, Board Member, Government/Political, NIR, 2 HR/MO, 2 HR/MO TRADING. 12) GENEROSITY WEALTH MANAGEMENT, 885 Arapahoe Ave., Boulder CO 80302, 06/2025, Product Advisory Board Member, Technology services, NIR, 1 HR/MO, 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Brady's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2014 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 885 Arapahoe Ave, Boulder, CO 80302RIA
CRD#: 134139
BOULDER, CO
Current
February 14, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 885 Arapahoe Ave, Boulder, CO 80302BD
CRD#: 39543
Boulder, CO
Past
June 15, 2009 - March 19, 2014
GENEROSITY WEALTH MANAGEMENT, LLC
RIA
CRD#: 148693
BOULDER, CO
Past
October 17, 2008 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
BOULDER, CO
Past
May 11, 2000 - May 7, 2007
AGILE GROUP
RIA
CRD#: 107070
BOULDER, CO
Past
January 1, 1999 - May 7, 2007
AGILE ADVISORS INC.
RIA
CRD#: 107037
BOULDER, CO
Past
February 8, 1996 - November 16, 2006
AGILE SECURITIES, INC.
BD
CRD#: 39457
BOULDER, CO
Past
December 6, 1993 - February 21, 1996
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
August 9, 1991 - December 16, 1991
BENTLEY-LAWRENCE SECURITIES, INC.
BD
CRD#: 13174
TROY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/14/2011)
RR
Arizona(3/16/2011)
RR
California(2/14/2011)
RR
Colorado(2/14/2011)
IAR
Colorado(1/7/2014)
RR
Connecticut(1/10/2025)
RR
District of Columbia(2/24/2014)
RR
Florida(8/9/2011)
RR
Iowa(3/28/2023)
RR
Louisiana(4/21/2025)
RR
Massachusetts(1/3/2017)
RR
Michigan(2/14/2011)
RR
Missouri(8/26/2020)
RR
Nebraska(8/15/2022)
RR
New Jersey(1/3/2017)
RR
New Mexico(3/20/2014)
RR
New York(6/3/2011)
RR
Ohio(4/5/2024)
RR
Oregon(10/25/2023)
RR
Pennsylvania(1/2/2025)
RR
Tennessee(7/24/2019)
RR
Texas(7/5/2017)
IAR
Texas(7/5/2017)
RR
Vermont(1/3/2023)
IAR
Virgin Islands(11/20/2017)
RR
Virgin Islands(5/6/2022)
RR
Virginia(1/3/2023)
RR
Washington(1/3/2023)
RR
Wyoming(2/14/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
