Christopher N. Eller

CETERA INVESTMENT ADVISERS LLC

Mendota, IL 61342

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CRD#: 2167629

Professional summary

Christopher Noel Eller, who also goes by Chris Noel Eller, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mendota, Illinois and CETERA WEALTH SERVICES, LLC located in Mendota, Illinois.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Christopher has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Noel Eller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Noel Eller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 801 Jefferson Street, Mendota, IL 61342

RIA

CRD#: 105644

Mendota, IL

Current

October 23, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 801 Jefferson Street, Mendota, IL 61342

CRD#: 13572

Mendota, IL

Past

November 2, 2017 - October 27, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Mendota, IL

Past

November 1, 2017 - October 27, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Mendota, IL

Past

August 16, 2004 - November 2, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

OTTAWA, IL

Past

August 16, 2004 - November 2, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

OTTAWA, IL

Past

March 16, 1999 - August 20, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

MENDOTA, IL

Past

January 4, 1999 - August 20, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

September 18, 1995 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

December 21, 1994 - October 23, 1995

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Past

March 5, 1994 - November 30, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

February 3, 1993 - November 23, 1993

INFINET SECURITIES, INC.

CRD#: 25976

Past

September 16, 1992 - November 23, 1993

MARK TWAIN BROKERAGE SERVICES, INC.

CRD#: 16925

Past

September 24, 1991 - April 16, 1992

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/23/2025)

Arizona
(10/23/2025)

Florida
(10/24/2025)

Georgia
(10/23/2025)

Illinois
(10/28/2025)

IAR

Illinois
(10/28/2025)

Iowa
(10/23/2025)

Mississippi
(10/23/2025)

Missouri
(10/23/2025)

North Carolina
(11/3/2025)

Texas
(10/23/2025)

IAR

Texas
(10/24/2025)

Utah
(1/9/2026)

Virginia
(10/23/2025)

Wisconsin
(10/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher N. Eller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Noel Eller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

WALL STREET ACCESS

PRUCO SECURITIES, LLC.

INFINET SECURITIES, INC.

MARK TWAIN BROKERAGE SERVICES, INC.

HIBBARD BROWN & CO., INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/1998

Series 63

Date: 10/3/1991

SIE

Date: 10/1/2018

Series 7

Date: 9/23/1991

Series 24

Date: 2/26/1996

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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