Jesse A. Hernandez

PREVAIL INNOVATIVE WEALTH ADVISORS

Leawood, KS 66224

Some features on this profile are disabled

CRD#: 2167606

Professional summary

Jesse Andre Hernandez, who also goes by Jesse A Hernandez, is a registered financial advisor currently at PREVAIL INNOVATIVE WEALTH ADVISORS, LLC located in Leawood, Kansas.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jesse has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jesse A Hernandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Andre Hernandez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2024 - Present

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

Office #1: 4745 W. 136th Street, Leawood, KS 66224

RIA

CRD#: 288641

Leawood, KS

Past

July 12, 2023 - November 4, 2024

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

Parkville, MO

Past

February 14, 2012 - December 16, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Liberty, MO

Past

March 10, 2006 - July 18, 2023

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

Parkville, MO

Past

March 10, 2006 - November 4, 2024

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

OVERLAND PARK, KS

Past

October 27, 2003 - February 14, 2006

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MILWAUKEE, WI

Past

January 24, 2003 - October 6, 2003

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

KANSAS CITY, MO

Past

August 30, 2001 - October 17, 2002

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

November 2, 1995 - August 9, 2001

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC

CRD#: 288641 / SEC#: 801-123758

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Kansas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Missouri

Registered Investment Advisory firm - (4/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(12/2/2024)

IAR

Missouri
(12/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/1/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

LF WEALTH ADVISORS | PREVAIL RETIREMENT SOLUTIONS | PREVAIL IWA | PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | LF WEALTH ADVISORS, LLC

CRD#: 288641 / SEC#: 801-123758

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Kansas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Missouri

Registered Investment Advisory firm - (4/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4745 W. 136th Street, Leawood, KS 66224

Mailing Address

Phone number

(913) 295-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREVAIL INNOVATIVE WEALTH ADVISORS ADV PART 2 APPENDIX 1 WRAP FEE BROCHURE (6/12/2025)

PREVAIL INNOVATIVE WEALTH ADVISORS ADV PART 2A FIRM BROCHURE (6/12/2025)

Regulatory assets under management

Total Number of Accounts	1,953
AUM (Assets Under Management)	$ 815,418,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Gregg Sessa

GVS FINANCIAL GROUP, INC.

IAR

Palm Beach, FL

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Tyler Schoettle

SEVEN POINTS CAPITAL, LLC

NEW YORK, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jesse A. Hernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Andre Hernandez's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA RETIREMENT ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

M&I FINANCIAL ADVISORS, INC

UMB FINANCIAL SERVICES, INC.

VOYA FINANCIAL PARTNERS, LLC

AMERICAN CENTURY INVESTMENT SERVICES INC.

Primary Firm SEC Registration

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2005

Series 63

Date: 10/2/1995

SIE

Date: 10/1/2018

Series 6

Date: 11/1/1995

Current Firm

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors