Jung R. Shin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jung Ran June Shin, who also goes by June Shin, Jungran Shin, was a registered financial professional .
Jung is a previously registered financial professional and started their career in finance in 1992. Jung had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2011 - October 26, 2018
ACE DIVERSIFIED CAPITAL, INC.
March 7, 2006 - November 15, 2011
SH INVESTMENT & SECURITIES
March 1, 2005 - March 2, 2006
ETECH SECURITIES, INC.
March 25, 1999 - August 30, 2004
HANMI SECURITIES, INC.
April 2, 1993 - January 21, 1999
EQUITABLE ADVISORS, LLC
March 24, 1993 - January 21, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 27, 1992 - March 30, 1993
DAEHAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACE DIVERSIFIED CAPITAL, INC.
CRD#: 41768 / SEC#: , 8-49555
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
