Frank E. Montes
Professional summary
Frank Edward Montes JR, who also goes by Frank Edward Montes, is a registered financial advisor currently at TORREY PINES FINANCIAL, INC. located in San Diego, California.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Frank has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Edward Montes JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2017 - Present
TORREY PINES FINANCIAL, INC.
Office #1: 11440 West Bernardo Court Suite 300, San Diego, CA 92127February 18, 2011 - July 15, 2011
KMS FINANCIAL SERVICES, INC.
February 17, 2011 - July 15, 2011
KMS FINANCIAL SERVICES, INC.
May 4, 2004 - February 17, 2011
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
May 3, 2004 - February 17, 2011
NEWEDGE SECURITIES, LLC
December 9, 2002 - April 25, 2006
HOYLECOHEN,INC.
October 22, 2002 - May 4, 2004
FDX ADVISORS, INC.
August 19, 1999 - May 3, 2004
LONDON PACIFIC SECURITIES, INC.
May 3, 1999 - August 23, 1999
PARK AVENUE SECURITIES LLC
October 19, 1998 - August 20, 1999
CENTAURUS FINANCIAL, INC.
May 5, 1993 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/23/2017)
Exams
Current Firm
TORREY PINES FINANCIAL, INC.
CRD#: 288213 / SEC#:
Contact information
Red Flags
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