Anthony F. Rando
Professional summary
Anthony Francis Rando Jr, CFP® is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1991. Anthony has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Francis Rando Jr's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
January 7, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 23, 1991 - October 26, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
August 12, 1991 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 12, 1991 - October 26, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2022)
(1/7/2021)
(12/14/2023)
(8/12/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
