Krista L. Cosgrove

ZWJ INVESTMENT COUNSEL

Atlanta, GA 30309-7604

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CRD#: 2167065

Professional summary

Krista Lee Cosgrove, who also goes by Krista Lee, is a registered financial advisor currently at ZWJ INVESTMENT COUNSEL INC located in Atlanta, Georgia.

Krista is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Krista has worked at 1 firm and has passed the Series 3 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Krista Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krista Lee Cosgrove's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2007 - Present

ZWJ INVESTMENT COUNSEL INC

Office #1: 75 14th Street Ne Suite 2900, Atlanta, GA 30309-7604

RIA

CRD#: 110397

Atlanta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZWJ INVESTMENT COUNSEL INC

ZELIFF WALLACE JACKSON INVESTMENT COUNSEL INC | ZWJ INVESTMENT COUNSEL INC

CRD#: 110397 / SEC#: 801-16306

RIA

Registered Investment Advisory firm - (8/10/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/23/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 7/24/1991

National Commodity Futures Examination

Current Firm

ZWJ INVESTMENT COUNSEL INC

ZELIFF WALLACE JACKSON INVESTMENT COUNSEL INC | ZWJ INVESTMENT COUNSEL INC

CRD#: 110397 / SEC#: 801-16306

RIA

Registered Investment Advisory firm - (8/10/1981 Approved)

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Contact information

Main Address

75 14th Street Ne Suite 2900, Atlanta, GA 30309-7604

Mailing Address

Phone number

(404) 873-2211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZWJ ADV2A MARCH 2025 FINAL (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,293
AUM (Assets Under Management)	$ 3,856,084,952

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/22/2025	Cover Page	Report
11/26/2024	Cover Page	Report
02/02/2024	Cover Page	Report
09/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Krista L. Cosgrove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krista Lee Cosgrove's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZWJ INVESTMENT COUNSEL INC

Primary Firm SEC Registration

ZWJ INVESTMENT COUNSEL INC

State Registrations and Notice Filings

Exams

Series 3

Date: 7/24/1991

Current Firm

ZWJ INVESTMENT COUNSEL INC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ZWJ INVESTMENT COUNSEL INC

TRUST BUT VERIFY

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