Blair J. Frantzen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blair John Frantzen was a registered financial professional .
Blair is a previously registered financial professional and started their career in finance in 1991. Blair had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2003 - June 14, 2017
FRANTZEN CAPITAL MANAGEMENT, INC.
October 1, 2003 - December 31, 2011
FRANTZEN CAPITAL MANAGEMENT, INC.
January 25, 2001 - September 24, 2003
SCOTT & STRINGFELLOW, LLC
December 4, 2000 - September 24, 2003
SCOTT & STRINGFELLOW, LLC
October 22, 1991 - December 1, 2000
ANDERSON & STRUDWICK, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/8/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FRANTZEN CAPITAL MANAGEMENT, INC.
CRD#: 123503 / SEC#: 801-66524
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
