Michael J. Earlywine

OCEANUS SECURITIES

NEW YORK, NY 10175

Some features on this profile are disabled

CRD#: 2166679

Professional summary

Michael John Earlywine is a registered financial professional currently at OCEANUS SECURITIES, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 16 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 57, Series 7, Series 25, Series 3, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Clumber Capital noninvestment related 96 Columbia Rd, Morristown NJ 07960 Financial Content and Business Consulting Principle June 1st 2023 20 hours per week zero working with small businesses to build pitch decks, to create content for lead generation and to evaluate financial technology

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael John Earlywine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2024 - Present

OCEANUS SECURITIES, LLC

Office #1: 521 Fifth Avenue 37th Floor, New York, NY 10175

CRD#: 133798

NEW YORK, NY

Past

September 19, 2023 - August 20, 2024

CULTIVATE CAPITAL GROUP, LLC

CRD#: 300634

BRIDGEWATER, NJ

Past

September 4, 2021 - June 27, 2023

LIME ADVISORY CORP.

RIA

CRD#: 299280

NEW YORK, NY

Past

September 4, 2021 - October 5, 2023

LENDINGROBOT

RIA

CRD#: 169878

NEW YORK, NY

Past

December 3, 2020 - March 23, 2023

LIME TRADING CORP

CRD#: 11826

NEW YORK, NY

Past

September 18, 2017 - November 20, 2020

ANOS CAPITAL, LLC

CRD#: 284714

NEW YORK, NY

Past

November 19, 2015 - July 20, 2016

BONWICK CAPITAL PARTNERS, LLC

CRD#: 156469

NEW YORK, NY

Past

February 6, 2015 - January 4, 2016

BURNHAM SECURITIES INC.

CRD#: 22549

NEW YORK, NY

Past

January 9, 2006 - January 16, 2007

VDM INSTITUTIONAL BROKERAGE, LLC

CRD#: 39022

NEW YORK, NY

Past

March 3, 2004 - January 6, 2006

LABRANCHE FINANCIAL SERVICES, LLC

CRD#: 7432

NEW YORK, NY

Past

February 26, 2003 - March 12, 2004

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

December 3, 2001 - February 26, 2003

HARBORSIDE SECURITIES, LLC

CRD#: 114053

NEW YORK, NY

Past

July 29, 1999 - January 4, 2002

GEORGE WEISS & COMPANY LLC

CRD#: 41526

HARTFORD, CT

Past

April 8, 1999 - January 31, 2001

GEORGE WEISS ASSOCIATES, INC.

CRD#: 7683

HARTFORD, CT

Past

March 3, 1992 - July 24, 1998

VIRTU ITG LLC

CRD#: 29299

NEW YORK, NY

Past

July 29, 1991 - March 2, 1992

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/28/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 5/6/2016

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 2/6/2015

General Securities Representative Examination

General Industry/Product Exam

Series 25

Date: 7/18/2006

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 3

Date: 2/20/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 4/12/2000

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 1/30/2025

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OCEANUS SECURITIES, LLC

CRD#: 133798 / SEC#: , 8-66772

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

521 Fifth Avenue 37th Floor, New York, NY 10175

Mailing Address

521 Fifth Avenue 37th Floor, New York, NY 10175

Phone number

(212) 509-5600

Established

Delaware since 10/16/2003

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OCEANUS ASSOCIATES LLC	MEMBER
CAMPBELL, ROBERT NMN	FINOP, PFO, POO	1349154
EARLYWINE, MICHAEL JOHN	CCO	2166679
GAMBHIR, NITIN	PRESIDENT	2632026

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Earlywine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael John Earlywine's CRS (Customer Relationship Summary).

Certified licenses

Experience

CULTIVATE CAPITAL GROUP, LLC

LIME ADVISORY CORP.

LENDINGROBOT

LIME TRADING CORP

ANOS CAPITAL, LLC

BONWICK CAPITAL PARTNERS, LLC

BURNHAM SECURITIES INC.

VDM INSTITUTIONAL BROKERAGE, LLC

LABRANCHE FINANCIAL SERVICES, LLC

J.P. MORGAN SECURITIES LLC

HARBORSIDE SECURITIES, LLC

GEORGE WEISS & COMPANY LLC

GEORGE WEISS ASSOCIATES, INC.

VIRTU ITG LLC

JEFFERIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2021

Series 63

Date: 10/27/2015

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 57

Date: 5/6/2016

Series 7

Date: 2/6/2015

Series 25

Date: 7/18/2006

Series 3

Date: 2/20/2004

Series 55

Date: 4/12/2000

Series 24

Date: 1/30/2025

FINRA

Current Firm

OCEANUS SECURITIES, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OCEANUS SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors