FP
Frank Palumbo
PARTNERS CAPITAL SERVICES
Hauppauge, NY 11788
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CRD#: 2165975
FP
Professional summary
Frank Palumbo is a registered financial advisor currently at PARTNERS CAPITAL SERVICES, INC. located in Hauppauge, New York and AMERICAN CAPITAL PARTNERS, LLC located in Hauppauge, New York.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Frank has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REGISTERED AGENT WITH PARTNERS CAPITAL SERVICES MANAGED/ADVISORY BUSINESS; ASSISTANT COACH-NON FINANCIAL, SUNY OLD WESTBURY , APPROX 15HRS/WK.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Palumbo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2008 - Present
PARTNERS CAPITAL SERVICES, INC.
Office #1: 205 Oser Ave, Hauppauge, NY 11788RIA
CRD#: 127621
Hauppauge, NY
Current
April 17, 2006 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 205 Oser Ave., Hauppauge, NY 11788Office #2: 205 Oser Ave, Hauppauge, NY 11788BD
CRD#: 119249
Hauppauge, NY
Past
October 20, 2004 - January 10, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
MINEOLA, NY
Past
October 20, 2004 - January 10, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
September 6, 2002 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
MINEOLA, NY
Past
March 16, 2001 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
July 1, 2000 - February 21, 2001
SANDERS MORRIS LLC
BD
CRD#: 20580
HOUSTON, TX
Past
November 12, 1999 - November 23, 1999
FLEET ENTERPRISES, INC.
BD
CRD#: 17434
NEW YORK, NY
Past
September 8, 1998 - July 1, 2000
BLACKFORD SECURITIES CORP.
BD
CRD#: 20954
GARDEN CITY, NY
Past
November 23, 1993 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Past
June 10, 1992 - November 24, 1993
SOUTH RICHMOND SECURITIES, INC.
BD
CRD#: 14913
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PARTNERS CAPITAL SERVICES, INC.
PARTNERS CAPITAL SERVICES, INC | PARTNERS CAPITAL SERVICES, INC.
CRD#: 127621 / SEC#: 801-79450
RIA
Registered Investment Advisory firm - (4/18/2014 Approved)California
Registered Investment Advisory firm - (12/10/2014 Terminated)Connecticut
Registered Investment Advisory firm - (11/17/2014 Terminated)Florida
Registered Investment Advisory firm - (11/11/2014 Terminated)Georgia
Registered Investment Advisory firm - (11/11/2014 Terminated)Illinois
Registered Investment Advisory firm - (4/18/2014 Terminated)New Jersey
Registered Investment Advisory firm - (5/9/2014 Terminated)New York
Registered Investment Advisory firm - (11/11/2014 Terminated)North Carolina
Registered Investment Advisory firm - (11/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (11/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/12/2014 Terminated)South Carolina
Registered Investment Advisory firm - (11/11/2014 Terminated)Virginia
Registered Investment Advisory firm - (7/14/2014 Terminated)Washington
Registered Investment Advisory firm - (11/13/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/20/2017)
RR
California(4/17/2006)
IAR
California(6/5/2008)
RR
Colorado(8/30/2010)
RR
Connecticut(4/17/2006)
RR
Florida(4/26/2006)
IAR
Florida(11/13/2015)
RR
Georgia(3/4/2008)
RR
Illinois(3/25/2008)
RR
Indiana(4/9/2018)
RR
Kentucky(3/19/2019)
RR
Maryland(1/15/2009)
RR
Massachusetts(1/22/2009)
RR
Minnesota(5/15/2006)
RR
New Jersey(5/18/2006)
RR
New Mexico(3/30/2017)
RR
New York(5/11/2006)
IAR
New York(4/13/2021)
RR
North Carolina(4/20/2007)
RR
Ohio(5/7/2009)
RR
Pennsylvania(3/4/2009)
RR
South Dakota(5/31/2024)
RR
Texas(3/1/2007)
RR
Vermont(8/10/2023)
RR
Virginia(9/5/2018)
RR
Washington(3/25/2024)
RR
Wisconsin(2/3/2015)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
PC
PARTNERS CAPITAL SERVICES, INC.
PARTNERS CAPITAL SERVICES, INC | PARTNERS CAPITAL SERVICES, INC.
CRD#: 127621 / SEC#: 801-79450
RIA
Registered Investment Advisory firm - (4/18/2014 Approved)California
Registered Investment Advisory firm - (12/10/2014 Terminated)Connecticut
Registered Investment Advisory firm - (11/17/2014 Terminated)Florida
Registered Investment Advisory firm - (11/11/2014 Terminated)Georgia
Registered Investment Advisory firm - (11/11/2014 Terminated)Illinois
Registered Investment Advisory firm - (4/18/2014 Terminated)New Jersey
Registered Investment Advisory firm - (5/9/2014 Terminated)New York
Registered Investment Advisory firm - (11/11/2014 Terminated)North Carolina
Registered Investment Advisory firm - (11/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (11/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/12/2014 Terminated)South Carolina
Registered Investment Advisory firm - (11/11/2014 Terminated)Virginia
Registered Investment Advisory firm - (7/14/2014 Terminated)Washington
Registered Investment Advisory firm - (11/13/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
205 Oser Ave, Hauppauge, NY 11788
Mailing Address
Phone number
(631) 851-0918
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 215 |
| AUM (Assets Under Management) | $ 94,085,513 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
